- TD Bank (New York, NY)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... new industry standards. **Role Description:** + Supports the US Compliance Risk Assessment lead with managing and...and training exemption governance and reporting processes to the Compliance Senior Executive Team (and related … more
- TYLin (New York, NY)
- …RESPONSIBILITIES** + Craft and implement a Commercial Management Plan (CMP) to ensure compliance with all legal requirements. + Keep a vigilant eye on all project ... a Project Controls Plan (PCP) encompassing cost estimating, scheduling management, risk management, and more. + Oversee acquisitions, easements, property rights, and… more
- M&T Bank (Getzville, NY)
- …market trends that may affect business department. + Adhere to applicable compliance /operational risk controls in accordance with Company or regulatory standards ... and policies. + Maintain M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by external regulators as applicable. + Promote an environment that supports belonging and reflects… more
- Capital One (New York, NY)
- …doing partner due diligence and partner reviews. The Senior Manager AML Compliance Advisor performs a key risk management role (second line of defense) ... AML Compliance Advisor Senior Manager Capital One...+ At least 6 years of experience in regulatory compliance , risk management or anti-money laundering (AML)… more
- TD Bank (New York, NY)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... compliance that will cascade throughout the organization. The Senior Compliance Business Manager will serve as...complex field and knowledge of broader related areas + Senior specialist providing advisory services to executives,… more
- Dow Jones (New York, NY)
- …a division of News Corp (Nasdaq: NWS, NWSA; ASX: NWS, NWSLV). **About the Team:** Dow Jones Risk & Compliance is a specialist team within the wider Dow Jones ... Compliance business in your assigned territory. The Sales Specialist , Dow Jones Risk & Compliance...Expertise a plus. + Experience in selling information and/or compliance tools to senior business decision makers.… more
- Capital One (New York, NY)
- Senior Audit Manager, Financial Crimes Compliance &...of experience in auditing, at least 7 years in compliance , at least 7 years in risk management, ... professional opportunity. Capital One is seeking an energetic, self-motivated Senior Audit Manager interested in becoming part of our...10+ years of experience in auditing, 10+ years in compliance , 10+ years in risk management, or… more
- Zurich NA (Albany, NY)
- Health and Safety Hospitality Specialist 126449 Zurich's Large Casualty Risk Engineering team is seeking a Hospitality Specialist with industry experience in ... In this role you will: + Perform field engineering risk assessments and risk improvement services for...car. This role will be filled at either the Senior Consultant or Principal level. The hiring manager will… more
- Capital One (New York, NY)
- Principal Auditor (Experienced Senior Auditor), Corporate Compliance & Securities / Transactions Audits (Hybrid) Capital One's Audit function is a dedicated ... or military experience + At least 4 years of experience in auditing, compliance , risk management, accounting, or a combination. Preferred Qualifications: + At… more
- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking a Senior Credit Product Portfolio Specialist to support the Commercial Services portfolio team on customer credit ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more