- TD Bank (New York, NY)
- …interaction and relationship management. + Deep understanding of regulatory compliance and risk management in the finance industry + Strong technology acumen, ... for the first line of defense in Wealth by partnering with US Wealth Senior Leadership Team, Federated Partners (Compliance, Legal), and AMCB Consumer Bank teams to… more
- BlackRock (New York, NY)
- …About BlackRock Elevate your career by joining the world's largest asset manager ! At BlackRock, we foster an environment that values positive relationships and ... enable us to bring to bear BlackRock's extensive resources in risk management, product development, client service, and operational support. Role Responsibility… more
- University of Rochester (Rochester, NY)
- …Prepare, present, and submit comprehensive reports on compliance status, audit results, risk assessments, and other relevant documentation to senior leadership ... meet all applicable legal, regulatory, and contractual obligations, while also advising senior leadership on compliance risks, audits, and legal concerns related to… more
- Robert Half Finance & Accounting (New York, NY)
- …owners. + Reviews and analyzes claims incidents, providing monthly insights to the Finance Director and Claims Manager , along with strategic recommendations to ... standards. + Collaborates across departments - including Legal, Human Resources, Technical, Finance , and Commercial teams - to manage and plan insurance policy… more
- Bank of America (Elma, NY)
- …purpose, and results, and connects to team strategy, priorities and contributions. + Risk Manager : Ensures proper risk discipline, controls and culture ... Assigned as a market or industry level resource, the Senior Credit Products Officer (Sr. CPO) is a highly...is made at the discretion of the Credit Products Manager (CPM). The role also serves as the Credit… more
- M&T Bank (Buffalo, NY)
- …professional auditing standards. The jobholder reports to an Audit ( Senior ) Manager . **Supervisory/Managerial Responsibilities:** **Education and Experience ... their assigned domain. Responsible for overseeing and executing annual risk assessments, continuous auditing, and remediation plan validations. Communicate audit… more
- MUFG (New York, NY)
- …providing continuous oversight of portfolio names, monitoring for potential risk and regulatory rating changes, and proactively identifying credit deterioration ... Train and guide the junior members of the team. + Attend Relationship Manager customer meetings when appropriate. + Participate in special projects as assigned.… more
- BlackRock (New York, NY)
- **About this role** As the world's largest asset manager , leading provider of financial technology and fiduciary to investors, our clients turn to BlackRock for ... influence leaders to address complex issues + Partner with senior leadership and recruiting to develop hiring plans and...the broader HR BP team, Recruiting, Compensation, Legal, Talent, Finance and other internal key relationships + Partner with… more
- University of Rochester (Albany, NY)
- …resource needs to complete assigned audit projects and presents such plans to the Senior Audit Manager and Executive Director. + Makes certain that audit ... when representing the Department on specific projects or teams. + Works with the Senior Audit Manager and Executive Director in developing the annual audit plan… more
- TD Bank (New York, NY)
- …Officer (CDO), Data and Delivery Initiatives (DDI) team, Compliance Technology, First-Line Risk and Control, and Front Office Technology to deliver a Surveillance ... including Markets Sales and Trading leaders, Technology, Advisory Compliance, and Risk functions. The incumbent provides strategic guidance and independent oversight… more