- General Motors (Albany, NY)
- …is not expected to report to a GM worksite unless directed by their manager . **Company Vehicle:** Upon successful completion of a motor vehicle report review, you ... Assurance for Effective Autonomous Driving Software (SAFE-ADS) department in the Global Product Safety, System, and Certification (GPSSC) organization. The SAFE-ADS… more
- TD Bank (New York, NY)
- …regulatory requirements and assisting business units to manage their regulatory risk . The successful candidate should have compliance advisory experience in Equity ... to resolving issues with consideration to regulatory requirements, regulatory and firm risk and industry best practice. **Key Responsibilities** + Provide day to day… more
- SMBC (New York, NY)
- SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, ... client base to local markets and the organization's extensive global network. The Group's operating companies in the Americas...Office is seeking a highly organized and experienced program manager to join our team. The Program Management and… more
- SMBC (New York, NY)
- SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, ... a diverse client base to local markets and the organization's extensive global network. The Group's operating companies in the Americas include Sumitomo Mitsui… more
- TD Bank (New York, NY)
- …manage a diverse portfolio of business management activities for complex or high- risk functional area(s) and implement policies / processes and /or initiatives to ... emerging trends and; identifying issues and opportunities and recommending action to senior management + Works effectively with multiple teams across a broad… more
- TD Bank (New York, NY)
- …Sales & Trading. This role will support the continued integration of a complex global equity platform into TD Securities (USA) LLC and into the overall Compliance ... resolving issues with consideration to regulatory requirements, regulatory and firm risk and industry best practice. **Responsibilities:** + Advise business areas on… more
- TD Bank (New York, NY)
- …regulatory requirements and assisting business units to manage their regulatory risk . **Key Responsibilities:** + Design and implement a robust regulatory inquiries ... and metrics on remediation efforts to be delivered to senior management committees and the Board of Directors of...experience with a registered US broker dealer, swap dealer, Global Systematically Important Bank (GSIB), or associated regulator. +… more
- St. George's University (Great River, NY)
- …and Training For Rocky Vista University Employees: Please message Alyssa Cottone, Manager , HR Business Partner & Talent Acquisition on Microsoft Teams indicating ... Enrollment and Financial Aid Compliance, Operations and Training provides senior -level leadership for the operational, compliance, audit, and training functions… more
- TD Bank (New York, NY)
- …Securities in the US. The OCOO ensures alignment of first line functions, risk functions and governance and oversight programs, and works closely with TD Securities ... senior management to drive and deliver regional business initiatives...and alignment of priorities, esp. between first line and risk functions + Prepare and analyze various dashboards, reports,… more
- Bank of America (New York, NY)
- …different functional aspects of the business, including pricing and trade capture, risk generation and aggregation, market and reference data. The role will give ... the full front-to-back process from trade inception to feeding risk downstream. This is also an opportunity to work...This is also an opportunity to work in a global team. **Responsibilities:** + Leads production support triage efforts,… more