- Neuberger Berman (New York, NY)
- …wealth management, trust company, sales distribution and supervision, client reporting, fund governance , compliance, operations, risk , branch exams, etc. + Work ... a spectrum of traditional and alternative asset classes and risk /return profiles. As an Internal Auditor, you will play...reports with findings and recommendations for control enhancements to senior management + Track action plans and follow up… more
- Synchrony (New York, NY)
- …of Credit Regulatory Reporting process owner accountable for satisfying process governance requirements of mitigating risk with effective controls. A ... for both credit and financial metrics while able to articulate findings to senior leaders in clear succinct message either through presentation, reporting package or… more
- Amazon (New York, NY)
- …the Last Mile Claims team, a successful candidate will support and report to a Senior Risk Manager and be enthusiastic about driving change, enjoy working ... needed. Basic Qualifications - 4+ years of compliance program management, legal, governance , audit, risk /loss prevention, or equivalent experience - Bachelor's… more
- M&T Bank (Buffalo, NY)
- …of the audits over the Bank's Information Technology (IT) Engineering, Operations, Governance , Risk Management and Architecture functions. Assists in completion ... of annual risk assessments, continuous auditing & monitoring, and remediation plan...professional auditing standards. The jobholder reports to an Audit ( Senior ) Manager . **Supervisory/Managerial Responsibilities:** + Not Applicable… more
- MTA (New York, NY)
- …Manhattan's Central Business District Congestion Relief Zone. Reporting directly to the Senior Vice President of Environmental, Safety and Health, the Vice President ... of Environmental Compliance is a senior -level position within the Environmental, Health & Safety department, with independent and significant decision-making… more
- Citigroup (New York, NY)
- …Prime Brokerage. **Client Focus - Value Add and Driving Revenue** + Act as a senior client relationship manager for the Futures, OTC Clearing and FX Prime ... revenue + Build a culture of responsible finance, good governance and supervision, expense discipline and ethics + Work...of defense to ensure that clients adhere to prescribed risk parameters, working with In Business Risk ,… more
- Wells Fargo (New York, NY)
- …and making sound risk decisions. There is emphasis on proactive monitoring, governance , risk identification and escalation, as well as making sound risk ... deal process + Interact with CLO issuers and asset manager clients, investors, rating agencies, legal counsel, and internally...correspondence, investor requests and analysis + Work closely with senior members of the team to help drive growth… more
- M&T Bank (Buffalo, NY)
- …executes audits over the Bank's Information Technology (IT) Engineering, Operations, Governance , Risk Management and Architecture functions. Responsible for ... professional auditing standards. The jobholder reports to an Audit ( Senior ) Manager . **Supervisory/Managerial** **Responsibilities:** **Education and Experience… more
- TD Bank (New York, NY)
- …decisions; develop and maintain contacts with market participants + Demonstrates governance , control, and risk management behaviors in alignment with ... reports and making oral presentations. The successful candidate will support a Senior Research Analyst in analyzing individual biotech companies and market trends;… more
- AIG (New York, NY)
- …segment, geographic area, product or line of business. + In partnership with the Senior Manager 's, drive and execute the long term business strategy for the ... are reimagining the way we help customers to manage risk . Join us to play your part in that...lead strategic product discussions with brokers and be the senior referral point for complex risks. + Manage annual… more