- Bloomberg (New York, NY)
- Risk Officer - Enterprise Products (...businesses and departments. In addition, we are responsible for risk reporting to firm-wide partners and senior ... Risk Advisory) - Chief Risk Office Location New York Business Area Legal, Compliance, and Risk Ref # 10046060 **Description & Requirements** The energy of a… more
- Albany Medical Center (Albany, NY)
- …of non-compliance or reduce the risk to Center operations. The Senior Compliance Officer will be responsible for promoting compliance within these ... States of America) Salary Range: $133,724.95 - $213,959.93 The Senior Compliance Officer will be responsible for...areas; will identify potential areas of compliance vulnerability and risk as it relates to these missions; will develop… more
- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help the ... impact our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside...and striving to be best-in-class. As a Lead Credit Officer - Vice President in Commercial and Specialized Industries… more
- Raymond James Financial, Inc. (New York, NY)
- …of current risk management strategies to the Board of Directors, senior management and various risk committees. . Collaborates with the business ... Duties and Responsibilities** . Establishes and oversees the implementation of a risk management framework for the business unit, to include defining the business… more
- SMBC (New York, NY)
- …on a daily basis to understand the trading portfolio and the related market risk exposure. Ensure trading desk complies with all the trading desk limits and ... **Role Objectives** Be accountable for the identification and evaluation of market risk generated by the IG/HY Credit desk and Structured Product desk (CLOs… more
- Coinbase (Albany, NY)
- …systems in a global, fast-paced environment * Ability to motivate a range of senior stakeholders including Chief Financial Officer , Chief Compliance Officer , ... and alignment. Attendance is expected and fully supported. Our Risk team is at the center of making Coinbase...scale safely. We are looking for an entrepreneurial, self-motivated Senior Product Manager who thrives in a fast-paced startup… more
- City National Bank (New York, NY)
- *COMPLIANCE OFFICER SENIOR -MORTGAGE ORIGINATION* WHAT IS THE OPPORTUNITY? The Compliance Officer Senior - Mortgage is responsible for managing and ... and regulations, ensuring controls are in place to mitigate compliance risk . Maintaining regulatory change management, policies and procedures, training, and… more
- City National Bank (New York, NY)
- *COMPLIANCE OFFICER SENIOR -INVESTMENT ADVISORY* *WHAT IS THE OPPORTUNITY?* The Senior Compliance Officer will act in a compliance oversight and advisory ... and ensuring effective controls are in place to mitigate compliance risk . Maintaining regulatory change management, policies and procedures, training, and advisory… more
- CIBC (New York, NY)
- …a Senior Director, Risk Reporting and Innovation to advise the Chief Risk Officer on CIBC's aggregate risk profile. Maintain systems and processes to ... view to the Board of Directors. Design and compile board reports reflecting CIBC's risk profile and tailored to the Board's needs. Assess and automate key processes… more
- Bank of America (New York, NY)
- Senior Treasury Sales Officer - FIG Sales NA Investments and Securities New York, New York;Chicago, Illinois **To proceed with your application, you must be at ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/ Senior -Treasury-Sales- Officer FIG-Sales-NA-Investments-and-Securities\_25045535) **Job Description:** At Bank of… more