- JPMorgan Chase (Brooklyn, NY)
- …+ CPA + Experience in SEC Reporting or Regulatory Reporting JPMorganChase, one of the oldest financial institutions, offers innovative financial ... reporting . Moreover, this role provides high visibility to senior stakeholders in the Commercial & Investment Bank and...results with various lines of business, Regulatory Controllers, and SEC reporting teams + Assist in the… more
- AON (New York, NY)
- …FP&A, Treasury, Tax, Legal and others to manage the end-to-end delivery of financial materials, including earnings Q&A, presentations and SEC filings. + Ensure ... a related field, with at least five years in senior -level roles. A strong understanding of financial ...Legal and others to manage the end-to-end delivery of financial materials, including earnings Q&A, presentations and SEC… more
- Citigroup (Queens, NY)
- …products such as loans, securities, deposits and derivatives. Strong familiarity with GAAP/ SEC financial reporting + Bachelor's degree in Accounting/Finance ... with other groups throughout Citi, including Risk, Treasury, Controllers, SEC Reporting , Accounting Policy, Financial ...financial analysis in order to communicate results to Senior Management and US Regulatory Agencies + Keep abreast… more
- Warner Music Group (New York, NY)
- …This position will also be responsible for overseeing the preparation of various financial reporting deliverables and analyses. This position reports to the VP ... of Financial Reporting . This position requires a minimum...(10-K, 10-Q, etc.) in accordance with US GAAP and SEC reporting requirements. + Ensure compliancewith all… more
- Citigroup (Getzville, NY)
- …one of the following regulatory reporting regimes: CFTC, and/or SEC Reporting . + 3+ years of financial services experience in regulatory reporting , ... **Regulatory Operations Senior Data Analyst - AVP** **Team/Function Overview:** The...+ Managing and overseeing Business-As-Usual (BAU) processes for CFTC, SEC , and CAD Regulatory Reporting , with a… more
- Citigroup (Getzville, NY)
- …such as those mentioned above along with exposure to Basel III capital regulations, GAAP/ SEC Reporting and stress testing frameworks like CCAR. + Able to ... reporting related regulations including Dodd Frank Title VII (CFTC/ SEC ), and Canada. The team is responsible for the...solutions + Significant interaction with a wide range of senior bank and risk management colleagues, as well as… more
- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking a Senior Counsel in the Corporate Investment Banking (CIB) Regulatory Legal and Governance Section of the Legal ... be a mid-level attorney who will work closely with senior attorneys to support the desk on a range...onboarding, lifecycle events, inquiries related to trading strategies, and SEC exam preparation. The position also involves collaborating with… more
- PVH Corp. (New York, NY)
- …internal stakeholders (Accounting, Finance, Treasury, Legal, etc.) and external auditors to support financial reporting and compliance. + Lead and mentor the tax ... Reporting , Compliance and Controversy will partner with the Senior Vice President of Global Tax Reporting ...financial statement disclosures in compliance with US GAAP reporting . + Oversee the consolidation and documentation of global… more
- Marex (New York, NY)
- Diversified. Resilient. Dynamic. Marex is a global financial services platform, providing essential liquidity, market access and infrastructure services to clients ... in the energy, commodities and financial markets. The Group provides comprehensive breadth and depth...more information visit www.marex.com (http://www.marex.com/) Purpose of Role: The Senior Compliance Officer - Fixed Income Advisory will provide… more
- TD Bank (New York, NY)
- …the Office of Currency Comptroller (OCC), Securities and Exchange Commission ( SEC ) and Financial Industry Regulatory Authority** **(FINRA)** **Customer ... findings, coordinates with the field on client response, prepares periodic reporting to multiple stakeholders, and manages ongoing marketing items to ensure… more