- Citigroup (Queens, NY)
- …partner with multiple areas across Citi, including RWA Controllers, SEC Reporting , Treasury, Risk, Accounting Policy, Financial Planning and Analysis, Legal, ... The Regulatory Reporting Lead Analyst position is an integral member... (GRR). This is a high profile function, providing financial information to the regulators including the Federal Reserve… more
- JPMorgan Chase (Brooklyn, NY)
- …Policy, Regulatory Reporting Policy, Inter-entity Analysis, Quality Review & Control and SEC Reporting teams. As a Vice President on the Regulatory ... Join our Regulatory Reporting Policy team as a Vice President! The...+ Ability to work in teams and interface with senior management and staff + Delivers timely and high… more
- Scotiabank (New York, NY)
- Compliance Testing Senior Manager, Swap Dealer and Derivatives Compliance **Requisition ID:** 220508 **Salary Range:** 117,400.00 - 224,700.00 _Please note that the ... to support compliance testing for Scotiabank's compliance of CFTC Swap Dealer, SEC Security Based Swap Dealer and Futures related regulations, including cross-border… more
- MTA (New York, NY)
- …is responsible for all investor and rating agency communications, disclosure requirements, financial reporting and Board communications on financial ... Senior Director - Debt Financing Job ID: 12102...York, NY, United States Regular/Temporary: Regular Department: Office of Financial Services Date Posted: Jun 20, 2025 Description JOB… more
- Citigroup (New York, NY)
- Serves as a function/business/product compliance risk officer as a ** Senior Vice President for Equities Independent Compliance Risk Management (ICRM)** responsible ... risk behaviors, providing day-to-day Compliance advice relating to operations, financial requirements, and guidance on the supported function/business/product and… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer covering North American Cash Equities Sales and Trading businesses. The role is responsible for ... of and comfort with providing Compliance guidance in relation to applicable FINRA and SEC rules including REG SHO, 5320, Reg M. + Providing compliance coverage and… more
- Raymond James Financial, Inc. (New York, NY)
- …banking compliance. + Rules and regulations of: Securities Exchange Commission ( SEC ); Financial Industry Regulatory Authority (FINRA); state securities ... oversees compliance processes including scheduling, training, and review of compliance reporting . + Establishes objectives and develops processes and procedures to… more
- Ankura (NY)
- …degree in Accounting, with strong technical and research skills, and expertise in financial reporting , disclosure and ICFR awareness + Minimum 20+ years of ... on high-stakes matters. Role Overview The Global Investigations & Forensic Accounting Senior Managing Director role is an executive level position that sells, leads… more
- Ankura (New York, NY)
- …Support PE and Corporate clients with accounting advisory solutions for complex SEC reporting , purchase accounting, financial restatements, material weakness ... Finance - Establish a finance organization that quickly and accurately produces financial reporting + Transactions - Successfully execute transactions and… more
- HUB International (New York, NY)
- …governance, compliance, and strategic business initiatives. + 10+ years' experience as a senior SEC regulatory compliance professional for either a large ... The Deputy Chief Compliance and Risk Officer, will be a highly visible, senior leadership position, reporting directly into the Global/Executive Chief Compliance… more