- Evolent (Albany, NY)
- …Stay for the culture. **What You'll Be Doing:** Evolent is looking for a Senior Director of FP&A (Services) to join our team of Finance professionals working to ... This role is part of a centralized corporate FP&A team focused on financial intelligence, analysis, and forecasting, with a strong emphasis on strategic thought… more
- Mizuho Corporate Bank (New York, NY)
- …requirements and industry standards related to compliance technology. Deep understanding of financial regulations and industry standards ( SEC , FINRA, GDPR, etc.) ... developing and enhancing compliance systems such as case management, regulatory reporting , and surveillance tools. The ideal candidate will identify process… more
- JPMorgan Chase (Pittsford, NY)
- Join JPMorgan Chase & Co., a global leader in financial services with assets of $2.6 trillion, and be part of a team that makes a real difference every day. As a ... for our clients and business. You will interface with senior leadership, develop subject matter expertise, and contribute to...Excel, Word, and PowerPoint, for effective data analysis and reporting . + Ability to work outside business hours and… more
- Neuberger Berman (New York, NY)
- …+ Member of the finance team responsible for the accounting and financial reporting oversight for Neuberger Berman's Specialty Finance business + ... senior management and portfolio managers + Assist with SEC or other regulatory compliance as required **Qualifications** :...Strong understanding of accounting theory and fund accounting and financial reporting + 8 - 12 years… more
- SMBC (New York, NY)
- …control definition and issue tracking. + Excellent communication and executive reporting skills; experience presenting to senior stakeholders + Excellent ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a...across complex initiatives. + Deliver clear and consistent communications, reporting , and documentation to stakeholders at all levels. +… more
- American Express (New York, NY)
- …applicable to Finance organizations (eg, Regulation YY, Bank Holding Company Regulatory Reporting requirements, Basel, SEC , etc.) + Experience designing and ... while upholding the Company's commitment to regulatory compliance and financial integrity through strategic collaboration with internal business partners and… more
- MUFG (New York, NY)
- …successful execution of the end-to-end audit process (eg planning, fieldwork testing, reporting , issues validation, etc.). The Senior Auditor I also establish ... recruitment team will provide more details. **Job Summary:** The Senior Auditor I role within Internal Audit is responsible...SEC and NASD rules. + Experience working with financial industry regulators, including OCC, FRB, and FINRA +… more
- TD Bank (New York, NY)
- …diversified, confidential, and administrative support of an executive nature to a senior executive of a Company division, performing complex and technical activities ... files and records + Manages the office of a Senior Executive and requires comprehensive knowledge of executive operations,...data and special reports, providing analysis and summaries (eg SEC research, merger & acquisition or Proxy activity) +… more
- Mastercard (Harrison, NY)
- …support with moderate to complex accounting issues and assists in the review of reporting deliverables to assure compliance with SEC requirements - Assists with ... to determine both US and International GAAP treatment - Assist in the financial decision making process by providing alternate accounting structures to the business… more
- TD Bank (New York, NY)
- …surveillance data-quality issues, implement controls to prevent recurrence, and enhance reporting mechanisms for senior management. + Stakeholder Engagement: ... and timeliness of data used to detect market abuse, financial misconduct, and regulatory violations. The ideal candidate will...regulatory requirements as it related to surveillance data (eg, SEC , CFTC, NFA, FINRA, FCA, CIRO, etc.) and aligns… more