- Truist (Charlotte, NC)
- …strong technical accounting knowledge + Prior experience working for a large, SEC -registered financial institution or senior manager -level public accountant ... Board of Directors and Executive Leadership, Securities and Exchange Commission ( SEC ), Federal Deposit Insurance Corporation (FDIC) and Federal Reserve Board (FRB).… more
- Truist (Charlotte, NC)
- …degree in Business or Accountancy 2. Prior experience working for a large, SEC -registered financial institution or senior manager -level public accountant ... Leadership, the BU CFO organization, other members of the Senior Leadership Team, external auditors, and regulatory agencies. Proactively...4. Review and provide feedback on the earnings release, SEC Forms 10-K and 10-Q, FDIC Call Report, Federal… more
- Stryker (Charlotte, NC)
- The Senior Manager , Compliance Investigations (Americas) is an integral part of the strategic expansion of Stryker's compliance and ethics function. The position ... evidence, conducting interviews, drafting memos, preparing concise reports for senior leadership and key stakeholders. + **Strategic Case Management:** Apply… more
- Wolters Kluwer (Raleigh, NC)
- …give users unprecedented access to world-class content; **CCH(R) Account Research Manager (R)** , which provides tax and accounting professionals with all essential ... need to stay in compliance with GAAP, GAAS, and SEC rules and regulations; as well as **CCH(R) CPELink**...professional education (CPE) requirements. As a **Sr. Field Sales Manager ** for **Wolters Kluwer Research & Advisory,** you will… more
- Truist (Charlotte, NC)
- …shift (United States of America) **Please review the following job description:** The Senior Financial Reporting Manager of the Corporate Accounting team at ... that allows exposure to numerous groups and processes across the company. The Senior Financial Reporting Manager will primarily be responsible for HR Accounting… more
- Guardian Life (Raleigh, NC)
- …you want to be part of a collaborative Compliance Legal Team? As a Senior Compliance Analyst, Park Avenue Securities, and Park Avenue Investment Advisory, you will ... branch office. + Timely communicate preliminary findings to your manager and branch office management verbally and then in...Broad knowledge of the financial services industry and FINRA, SEC and State rules and regulations along with a… more
- Truist (Raleigh, NC)
- …Azure, Google, Oracle) 12. Experience supporting Capital Markets Regulatory Environment - ( SEC , FINRA, CFTC, NFA, FED) 13. Experience supporting / integrating quant ... with machine learning / AI principals 15. Ability to influence others at senior levels to adopt a new perspective **Preferred Qualifications:** 1. Master's degree or… more
- Corning Incorporated (Charlotte, NC)
- …international income tax compliance. This individual will collaborate closely with the Senior Manager , Tax Operations (International Tax) to drive tax strategies ... Tax Manager , International Tax **Date:** Oct 5, 2025 **Location:**...and to provide the tax analysis required to support Senior Management and GAAP and non-GAAP financial forecasting and… more
- TD Bank (Charlotte, NC)
- …audit team for an area of significant risk, complexity or scope + People Manager role that generally manages a team greater than 5 Audit professionals/specialists + ... Qualifications:** + Consumer compliance experience, regulatory knowledge, audit experience + OCC/FINRA/ SEC /CFPB/ FED/ FDIC examiners welcome + CRCM or CIA certified… more
- Raymond James Financial, Inc. (Raleigh, NC)
- …and executes remediation efforts for any identified issues with minimal guidance/support from Supervisor/ Manager ; assists the Manager or Senior Analyst in ... corrective action plans for any identified issues + Assists Manager or Senior Analyst in the design,...+ Trading life cycle (Orders, Executions, Allocations) + FINRA, SEC and Exchange trading rules, regulations and laws **Skill… more
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