- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Wells Fargo is seeking a Senior Securities Operations Specialist for our Operational Risk Services Team. ... credible challenge, and provides End-User Computing Tools (EUCT) policy support. As a Senior Securities Operations Specialist , you will play a key role… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Securities Operations Specialist within WIM Operations Account Opening and Maintenance. **In this ... large-scale planning and deliverables; identify opportunity for process improvements within Securities Operations + Review and analyze complex multi-faceted,… more
- Wells Fargo (Charlotte, NC)
- …documents and transaction requests **Required Qualifications:** + 5+ years of Securities Operations experience, or equivalent demonstrated through one or ... this role:** Wells Fargo is seeking a Metrics, Capacity Planning and Forecasting Specialist within the Workforce Management and Capacity Planning team to lead and… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Supervisory Control Specialist to join our team within Branch Infrastructure and Operations group as ... offer acceptance. For specific FINRA qualification exams obtained after 9/30/2018, the Securities Industry Essentials (SIE) exam co-requisite is required * This role… more
- Capital One (Charlotte, NC)
- …team. As a member of the Audit team, the candidate will focus on operations of investment ( securities and transactions). Responsibilities: + Lead small audits, ... Principal Auditor (Experienced Senior Auditor) Corporate Compliance Audits (Hybrid) Capital One's...Certified Regulatory Compliance Manager (CRCM), or Certified Anti-Money Laundering Specialist (CAMS) At this time, Capital One will not… more