- Umpqua Bank (Redding, CA)
- …accounting, law, law enforcement or related fields. Preferred. + 2-4years relevantBSA/ AML /OFAC, Compliance , Audit or Bank Operations experience. Required + ... AML Investigator Corporate Risk Portland, Oregon Boise, Idaho...or non-suspicious decisions. Present recommendations in case decisions to senior management. Prepares Suspicious Activity Report (SAR) for filing… more
- City National Bank (Los Angeles, CA)
- *MANAGER OF AUDIT II-BSA/ AML * WHAT IS THE OPPORTUNITY? The Audit Manager II position is a leadership role as an auditor-in-charge to guide a team of auditors to ... of testing performed, and effectively communicate audit results to the Audit Senior Manager/Director and senior management in meetings, presentations, and/or… more
- Banc of California (Santa Ana, CA)
- …partners for remediation as required. Perform all CIP/CDD/EDD processes related to BSA/ AML /OFAC as well as the communication and resolution of findings and issues. ... and execution of work processes and procedures. + Follow BSA/ AML guidelines and participates in AML risk...Demonstrates knowledge of, adherence to, monitoring and responsibility for compliance with state and federal regulations and laws as… more
- Banc of California (Santa Ana, CA)
- …mechanisms comply with standard industry practices, regulatory guidelines, and senior management's recommendations and/or directions. Performs all duties in ... Card Act. + Demonstrates knowledge of, adherence to, monitoring and responsibility for compliance with state and federal regulations and laws as they pertain to this… more
- KMC (Lake Forest, CA)
- We are seeking a detail-oriented and compliance driven Quality Assurance (QA) Analyst to join our dynamic and growing team. As part of our startup captive finance ... a vital role in ensuring operational excellence and regulatory compliance across all facets of the loan lifecycle including...as well as facilitating QA training and reporting to senior leadership. This position will report to the Sr.… more
- US Bank (San Francisco, CA)
- …Fen-X is an advanced cloud-based CLM solution that streamlines client onboarding, KYC/ AML compliance , and lifecycle processes for financial institutions. In ... Day One. **Job Description** US Bank is seeking a ** Senior Fenergo Integration Specialist ** to support the...of FenX with internal systems (eg, CRM, core banking, compliance ) ensuring smooth data and process flow. + Design… more
- Banc of California (Menlo Park, CA)
- …employee resource groups, and more. TOGETHER WE WIN(R) **THE OPPORTUNITY** The Senior Vice President, Banker is primarily accountable for developing new client ... the Bank and know when to call upon their specialist support experts for added help. They will help...limited assistance or counsel. + Adhere to all corporate compliance and regulatory needs including but not limited to… more