- Capital One (Charlotte, NC)
- Senior Staff Auditor, Financial Crimes Compliance (Hybrid) Capital One's Audit function is a dedicated group of professionals focused on delivering top-quality ... Crimes Compliance Audit team, you will focus on engagements involving BSA/ AML , Sanctions, and Fraud Compliance related audit projects that provide input… more
- City National Bank (Charlotte, NC)
- …system responsibilities. WHAT WILL YOU DO? * Design and enhance best-in-class AML compliance transaction monitoring and OFAC practices, leveraging industry best ... AML transaction surveillance systems. * Certified Anti-Money Laundering Specialist (ACAMS)/Certified Fraud Examiner (CFE)/Certified AML and/or Fraud… more
- Capital One (Charlotte, NC)
- Principal Auditor (Experienced Senior Auditor), Financial Crimes Compliance Capital One's Audit function is a dedicated group of professionals focused on ... Crimes Compliance Audit team, you will focus on engagements involving BSA/ AML , Sanctions, and Fraud Compliance related audit projects that provide input… more
- TD Bank (Charlotte, NC)
- …& Control Self-Assessment, Business Continuity Management, Outsourcing & Vendor Management, Regulatory Compliance (eg CDIC, AML , Privacy, IDA, CBA, SOX, Basel ... **Line of Business:** Risk Management **Job Description:** **The Group Risk Specialist ** will assist teams within US Risk Management in identifying, understanding,… more
- City National Bank (Charlotte, NC)
- *FINANCIAL CRIMES ANALYST SENIOR I* WHAT IS THE OPPORTUNITY? Under the direction of the Screening Systems Manager, this colleague is responsible for performing model ... analyzing, and escalating issues and concerns related to BSA, AML , OFAC and the USA PATRIOT Act components of...the Bank's BSA Program while utilizing sound and current compliance industry standards and practices. Develop new and/or updates… more
- City National Bank (Charlotte, NC)
- *FINANCIAL CRIMES ANALYST SENIOR I* WHAT IS THE OPPORTUNITY? Under the direction of the BSA Risk Manager, this colleague is responsible for carrying out regulatory/ ... compliance issuance monitoring, risk assessments, and internal controls testing...analyzing, and escalating issues and concerns related to BSA, AML , OFAC and the USA PATRIOT Act components of… more
- Truist (Charlotte, NC)
- …and other tech related activities to ensure that Truist remains in compliance with applicable BSA/ AML regulations by establishing and following appropriate ... Project management and problem management processes experience 5. Certified Regulatory Compliance Manager (CRCM) or Certified Anti-Money Laundering Specialist … more
- American Express (Apex, NC)
- …and compliance risk, including TISA, TILA, ECOA, EFTA, UDAAP, AML , sanctions, fraud, and anti-bribery and corruption frameworks. Understanding of critical ... for a Vice President- Financial Crimes & Consumer Product Compliance to lead a diverse team of high-performing professionals...+ Serve as a key thought partner to BU Senior Leadership and Control Management Lead, providing expertise in… more
- Bank of America (Charlotte, NC)
- …to senior stakeholders, assisting in identifying potential operational or compliance risks and partners with Global Financial Crimes (GFC) Management and/or ... to senior stakeholders, assisting in identifying potential operational or compliance risks and partners Global Financial Crimes (GFC) Management and/or Front… more
- Grant Thornton (Charlotte, NC)
- …one or more of the following agencies (FRB, OCC, FDIC, FinCEN, or SIFMA) and/or ex- senior AML Officer from a nationally recognized institution. + Adhere to the ... Laundering Specialist (CAMS), the ACAMS Certified Advanced Anti-Money Laundering ( AML ) Audit Specialist (CAMS-Audit), CRCM, ACFCS, PMP, and/or the CPA… more