- MUFG (New York, NY)
- …contribute to the Commodity & Structured Trade Finance business by working with senior Trade Finance Origination Officers in support of closing new deals and ... engagement with related divisions such as applicable Credit approval departments, Trade Service Operations, Legal and Risk Management, Transaction Banking Division… more
- TD Bank (New York, NY)
- …relationships with the Trading Desk, Sales Desk, Clearance, Technology, Credit, Legal & Compliance and Trade Accounting + Ensure clarity and urgency in managing ... They provide operational support and control functions across the trade lifecycle. The team is heavily involved in new...application process, email the TD Bank US Workplace Accommodations Program at ###@td.com . Include your full name, best… more
- Wells Fargo (New York, NY)
- …commensurate with the business unit's risk appetite and all risk and compliance program requirements. **Applicants with Disabilities** To request a medical ... role:** Wells Fargo is seeking a Global Financial Institutions Trade Leader (Credit Product Senior Manager), who...the portfolio adheres to all applicable credit policies or compliance requirements and prepare for periodic exams by internal… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer covering North American Cash Equities Sales and Trading businesses. The role is responsible ... with senior leaders + Significant knowledge and expertise of Compliance laws, rules, regulations, risks and appropriate controls (Examples include Reg Sho,… more
- Citigroup (New York, NY)
- Serves as a function/business/product compliance risk officer as a ** Senior Vice President for Equities Independent Compliance Risk Management (ICRM)** ... and customer needs in a manner consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors,… more
- Ankura (Lexington, NY)
- …Support project teams on advisory matters relating to corporate and healthcare compliance , including risk assessments, compliance program effectiveness ... and Health and Human Services Office of Inspector General guidance; trade association guidance; and international compliance standards governing pharmaceutical… more
- BMO Financial Group (New York, NY)
- …assist in the implementation, maintenance and administration of the Fixed Income compliance program . Coordinate and performs risk assessment, monitoring, testing ... activities to ensure program remains current and aligned with BMO Compliance Program . Work with business/group and internal partners to ensure regulatory,… more
- CH Robinson (New York, NY)
- … efforts seamlessly into business operations. + Track and report compliance program performance and enhancements to senior leadership. + Mentor team members ... Trade , or related field + 5-7 years of experience in US and global trade compliance , OFAC regulations, and program management + Strong knowledge of US and… more
- Justworks (New York, NY)
- Senior Program Manager New York, New York Apply Who We Are At Justworks, you'll enjoy a welcoming and casual environment, great benefits, wellness program ... and are committed to getting things done. As a Senior Program Manager within the Technology team,...Legal, and Finance teams to ensure smooth vendor contracting, compliance , and performance tracking. + Drive vendor implementation plans,… more
- MUFG (New York, NY)
- …team will provide more details. **Summary:** We are seeking a highly experienced senior settlement system support specialist to serve as the technical bridge between ... our broker dealer settlement engine. The role demands deep expertise in trade flows, securities processing, cash management, and settlement across systems such as… more