- Citigroup (Getzville, NY)
- …Risk, including data quality risk. The team works closely with Global Markets Trading Businesses, In-Business Risk (IBR), Global Market Risk (GMR), and Finance in ... Credit Risk under Basel regulations (SA-CCR) and Fundamental Review of the Trading Book (FRTB) Standardized Approach (SA) and Credit Valuation Adjustment (CVA). The… more
- BMO Financial Group (New York, NY)
- …making recommendations that significantly impact the Bank's ability to monitor regulatory compliance programs. + Advises and influences senior leaders on ... combination of education and experience. + Strong experience in equities, electronic trading , and fixed income compliance strongly preferred + Experience with… more
- Wells Fargo (New York, NY)
- **About this role:** The Senior Lead Securities Quantitative Analytics Specialist is an Executive Director level role within the Corporate & Investment Banking ... planning and Agile-based SDLC process. + Support all Business Stakeholders, esp. trading desk, with questions. **In this role, you will:** + Proactively participate… more
- BMO Financial Group (New York, NY)
- …and attestations. + Operates at a group/enterprise-wide level and serves as a specialist resource to senior leaders and stakeholders. + Applies expertise and ... financial instruments such as equity, derivatives, structured liquidity derivatives, trading exotic/equity options, and complex derivatives. The role demands… more
- TD Bank (New York, NY)
- …and by performing required system maintenance. In addition, the position will maintain compliance files and verify new clients are set up in the system of ... the department** **Maintains professional relationships inside and outside the firm; Trading Desks, Counter-Parties, Clearing Bank and Customers** **Acts as a … more