- BMO Financial Group (New York, NY)
- …and emerging products to drive strategic decision-making. + Engages with senior leadership and cross-functional teams to align strategies, address client needs, ... basis. + Ensures adherence to regulatory requirements, internal controls, and compliance policies in all aspects of relationship management, mitigating risk and… more
- JPMorgan Chase (New York, NY)
- …works in close partnership with paid media subject matter experts, Controls, Compliance , Legal and Sourcing. They ensure the solutions are delivered end-to-end, ... while ensuring responsible use of AI in compliance with internal policies, laws, and regulations, with regular...and regulations, with regular progress updates being shared with senior leadership and C-Suite management. As part of its… more
- BlackRock (New York, NY)
- …time. Our investment software combines risk analytics with portfolio management, trading, compliance , and operations tools on a single platform to power informed ... strategic business trading workflows[SO1] + Collaborate closely with the Client's senior management team (Chief Operational Officer, Head of Trading and Investment… more
- SMBC (New York, NY)
- …. Prepare periodic reports and information pertaining to the account for senior management. Pro-actively escalate credit risk, operational risk, and events to ... Prepare materials for regulator examinations, external and internal audits. . Ensure compliance of all internal and external matters in accordance with banking… more
- MUFG (New York, NY)
- …member of our recruitment team will provide more details. **Job Summary:** The Senior Auditor I within Internal Audit is tasked with leading independent and ... reporting, and issues validation-while independently overseeing their successful completion. The Senior Auditor I also provides strategic guidance to staff on… more
- SMBC (New York, NY)
- …part of the Infrastructure Finance North America team. Actively participate with senior colleagues in the origination, due diligence and structuring of transactions ... in North America with the oversight of the group head and/or other senior colleagues. Partner with product groups to enhance return through cross-sell opportunities.… more
- Truecare Homecare Agency (Brooklyn, NY)
- …Private Duty Nursing programs, ensuring high-quality service delivery and regulatory compliance . + Ensure seamless integration and coordination across business lines ... to identify areas for improvement and implement corrective actions. Regulatory & Compliance + Ensure adherence to federal, state, and local healthcare regulations,… more
- Citigroup (Smithtown, NY)
- …execute sales plan + Accountable to scorecard metrics and KPI's as defined by Senior Management + Support the development of small business knowledge and skills to ... management routines, sales practices and protocols for Business Banking to ensure compliance with all policies and procedures. + Proactively manage portfolio of… more
- SMBC (New York, NY)
- …technical staff, and external vendors. + Comfortable presenting insights to senior leadership and non-technical audiences. Compliance and Adaptability + ... Experience working in regulated environments with adherence to banking and regulatory compliance , as well as data governance standards. + Adaptability to thrive in a… more
- Citigroup (Getzville, NY)
- …+ Can exercise independence of judgement and autonomy. + Acts as SME to senior stakeholders and /or other team members. + Appropriately assess risk when business ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more