- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Risk, Legal, Compliance, and PCG to ensure supervisory practices align with regulatory expectations, mitigate firm risk, and support advisor and client outcomes. + ... a robust supervisory framework for investment advisory programs. + Monitor regulatory changes and ensure firm-wide compliance across advisory activities. + Foster… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …strategy and designed to protect client trust, financial integrity, and regulatory compliance. Additionally, this role oversees AML governance and operations ... for Bank & Trust. This role demands strategic leadership, regulatory expertise, and a hands-on approach to risk identification...operations. You will serve as a trusted advisor to senior leadership, acting as both guardian and guide in… more
- MUFG (Tampa, FL)
- …member of our recruitment team will provide more details. **Job Summary:** The Senior Auditor I within Internal Audit is tasked with leading independent and ... reporting, and issues validation-while independently overseeing their successful completion. The Senior Auditor I also provides strategic guidance to staff on… more
- Citigroup (Tampa, FL)
- …risk appetite in line with changes in the business environment, regulatory requirements, and strategic objectives. + Help collaborate with key stakeholders ... processes and identify potential areas for improvement. + Stay updated on regulatory changes and industry best practices related to control management and ensure… more
- Citigroup (Tampa, FL)
- The Applications Development Senior Manager is a senior management level position responsible for accomplishing results through the management of a team or ... Service industry + Experience as Applications Development Manager + Experience as senior level in an Applications Development role + Stakeholder and people… more
- MUFG (Tampa, FL)
- …procedures and best practices related to the third-party lifecycle. Advise senior management on emerging third-party management issues and trends and escalate ... reporting and preparing PowerPoint meeting materials + Understanding of banking regulatory agency expectations/requirements related to Third Party Risk + Strong… more
- Citigroup (Tampa, FL)
- …across institutional client businesses to ensure full alignment on business and regulatory goals, as well as consistency and best practices. Accelerating progress on ... whether for real-world needs or as part of our scenario planning and regulatory reporting. While that sounds straightforward, it's a meaningful undertaking to move… more
- Citigroup (Tampa, FL)
- …reviews, addressing root causes of unintended losses and ensuring policy and regulatory compliance in resilience and third-party risk management. + Assess the ... assessment processes. + Thought leadership and clarity in presenting ideas to senior management. + Proven technical knowledge of resilience and Third-Party Risk… more
- Citigroup (Tampa, FL)
- …scope product releases, agreeing to and tracking business priorities, incorporating regulatory and compliance requirements and investment tracking + Creates a ... + Works in close co-ordination with Sales, Technology, Business Managers and senior stakeholders to fulfill the delivery objectives + Manages and implements a… more
- Citigroup (Tampa, FL)
- The Business Risk Senior Manager accomplishes results through the management of professional team(s) and department(s). Integrates subject matter and industry ... of judgement and autonomy. * Acts as SME to senior stakeholders and /or other team members. * Ability...* 6-10 years exeperience in management, risk management and/or regulatory compliance in one or more of the following… more