- BMO Financial Group (New York, NY)
- …amendments, waivers and consents as well as presenting the portfolio to the senior portfolio manager. The ability to lead portfolio management tasks with minimal ... questions with syndicate lenders) + Considers risk, internal controls and compliance as part of day-to-day accountabilities and adheres to policies and… more
- Citigroup (New York, NY)
- …firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying ... influences Demonstrated ability to provide outstanding client service at a senior level Exceptional written and oral communication skills Ability to develop… more
- Regeneron Pharmaceuticals (Tarrytown, NY)
- …all corporate objectives are met within specified timelines and vital state of compliance is maintained. In addition, the position acts as a trusted advisor to ... senior management regarding Regulatory strategies/processes while developing organizational objectives and, importantly, understanding the impact of decisions across… more
- JPMorgan Chase (New York, NY)
- …and participate in more tactical and strategic initiatives working with senior leadership. **Job Responsibilities** + Assist in the oversight of month-end ... in the Operational Due Diligence process with strict focus on tax review, compliance , and fund suitability for potential investments. + Assist in the review of… more
- MUFG (New York, NY)
- …to identify deterioration or negative management control trends and review compliance with policies, guidelines, and regulations. + Prepare periodic Risk Profile ... concise and informative reports, following CEA report standards and guidelines, for senior management to support REM results. + Clearly communicate sensitive issues… more
- Citigroup (Getzville, NY)
- …+ Can exercise independence of judgement and autonomy. + Acts as SME to senior stakeholders and /or other team members. + Appropriately assess risk when business ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- JPMorgan Chase (New York, NY)
- …serving, scoring, pre/post-processing, productionization, feedback capture and model governance (legal, compliance , risk). + Willingness to roll up your sleeves and ... skills, enabling you to represent the product effectively with senior stakeholders and influence key decision-makers. **Preferred qualifications, capabilities, and… more
- TD Bank (New York, NY)
- … compliance , legal, and business functions. _*General Job Description:_ The VP Compliance TDS oversees/leads a team(s) of specialists/professionals providing ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $185,000 USD TD is...are seeking an experienced Conflicts Officer to join our Compliance Control Room at TD Securities. This role is… more
- University of Rochester (Rochester, NY)
- …Treasurer, with a close working relationship with the Senior Vice President and General Counsel, the Chief Compliance Officer of the Medical Center, the ... solutions to mitigate those risks effectively. This position reports directly to the University's Executive Vice President of Administration and Finance, CFO and… more
- Synchrony (New York, NY)
- … activities which may require research and analysis, including presentation to senior compliance leadership. + Other projects and reporting as needed/assigned. ... to the VP , AML Sanctions, this position provides watchlist screening compliance support and expertise to business units and Management. Responsible for various… more