- Raymond James Financial, Inc. (Coral Gables, FL)
- …+ SIE required provided that an exemption or grandfathering cannot be applied. + Series 7 required. + Series 63, 65 and/or 66 as required by ... state. + Ability to obtain additional securities and advisory state registrations if required by state. more
- Navy Federal Credit Union (Pensacola, FL)
- …internal audits. + Perform other duties as assigned or appropriate Qualifications + FINRA Series 7 and combination of NASAA Series 63/65 or 66 registration ... required + Life & Health Insurance License preferred (or the ability to obtain within 90 days of hire) + Effective analytical, decision-making, problem-solving and organizational skills Exercises initiative using good judgment to make sound decisions +… more
- Citigroup (Plantation, FL)
- …team player able to work without direction + US: Current Registration for FINRA series 6, 63, and 65 are required for the role. Individuals with Series ... 7 and 66 or equivalent are encouraged to apply. + Insurance group 1 required; will give 120 days to obtain if not already held. + This position requires the employee to register as a mortgage loan originator with the Nationwide Mortgage Licensing System and… more
- Bank of America (Tampa, FL)
- …with a team of bank associates to solve client problems. * Securities Industry Essentials (SIE), Series 7 & 63 (Must obtain SIE, series 7 & 63 license within 180 ... days of start date) **Desired Skills:** * Undergraduate degree in related field or equivalent work experience. MBA desirable. * Existing knowledge of the market preferred. * Active member/participation in local community organizations. * Highly desirable to… more
- First Horizon Bank (Orlando, FL)
- …**QUALIFICATIONS** + Bachelor's Degree Required. + FINRA: Maintains proper licenses including Series 7, Series 66, the Securities Industry Essentials (SIE) Exam ... as applicable Life, Health, and Variable insurance licenses. Ensures that appropriate continuing education requirements are met where needed. + 5 or more years of sales and client management experience in Wealth Management and a demonstrated ability to manage… more
- Bank of America (Jacksonville, FL)
- …Self Directed Brokerage. **Required Qualifications:** + FINRA Securities Industry Essentials Examination (SIE), Series 7 & Series 63 licenses + One or more years ... of call center experience + Minimum of one year experience verbally delivering complex information clearly, concisely and with empathy, while quickly establishing trust and exuding positivity and confidence + Exhibits strong communication skills (including… more
- Raymond James Financial, Inc. (Coral Gables, FL)
- …+ SIE required provided that an exemption or grandfathering cannot be applied. + Series 7 required. + Series 63, 65 and/or 66 as required by ... state. + Additional licenses or designations may be required as needed. more
- Raymond James Financial, Inc. (Tampa, FL)
- …introductory letters offering services or inviting them to presentations. + If Series 7 licensed: Assist with preparation of presentations and portfolio analyses for ... education, and/or training as approved by Human Resources. **Licenses/Certifications** + FINRA Series 7 Preferred + SIE required provided that an exemption or… more
- Insight Global (Tampa, FL)
- …and Requirements -3 years of experience within compliance in a financial environment - Series 7 & 24 registrations -- must be currently active -Bachelor's degree or ... with the ability to maintain positivity in the workplace -Familiarity with Ad Review - Series 53 & 4 registrations null We are a company committed to creating diverse… more
- USAA (Tampa, FL)
- …maintenance or ability to acquire within 90 days of hire. + Required maintenance of FINRA Series 7 license. + Required maintenance of FINRA Series 66 (or 63 and ... 65) license. + Must be able to successfully pass background check and meet all USAA and regulatory requirements. Additionally, applicant must have the ability to be licensed and registered in all required states and jurisdictions. + 4 years of financial… more