- Navy Federal Credit Union (Pensacola, FL)
- …FINRA principal registration Series 53 Hours: Monday - Friday, 8:00AM - 4 :30PM Location: 5550 Heritage Oaks Dr. Pensacola, FL 32526 | 9001 Airport Freeway, Suite ... review of any related communication, reports, presentations, materials utilized for compliance purposes. Supervise compliance related activities performed by… more
- Insight Global (Tampa, FL)
- …https://insightglobal.com/workforce-privacy-policy/ . Skills and Requirements -3 years of experience within compliance in a financial environment - Series 7 & 24 ... local to the Tampa area is looking for 2 Compliance Associates to sit within the securities brokerage and...maintain positivity in the workplace -Familiarity with Ad Review - Series 53 & 4 registrations null We… more
- ISC2 (Tallahassee, FL)
- …that empowers all of our successes. Learn more. **Position Summary** The Tax & Compliance Lead plays a crucial role in ensuring the organization adheres to all ... applicable auditing standards, domestic and international compliance measures, and tax laws and regulations. This position...deadlines + Experience with Sage Intacct and Vertex O Series , a plus **Education and Work Experience** + Bachelor's… more
- Trellix (Tallahassee, FL)
- …High School diploma with 4 + years of experience in IT Audit, IT Compliance , IT Risk Management, or a related field.** + **Experience supporting audits such as ... **_Job Title:_** Compliance Specialist **About Skyhigh Security:** Skyhigh Security is...our employee recognition program, to our 'Blast Talks' learning series , and team celebrations (we love to have fun!),… more
- Wells Fargo (Sun City Center, FL)
- …the business by adhering to policies, procedures and controls and ensuring compliance with applicable laws, rules, and regulations + Collect information directly ... an application for a dwelling secured transaction. As such, this position requires compliance with the SAFE. Mortgage Licensing Act of 2008 and all related… more
- Truist (Tampa, FL)
- …in Finance or Business. + Minimum 2 years of regulatory experience + FINRA Series 4 license **General Description of Available Benefits for Eligible Employees of ... team is aware and understands all changes relating to compliance with industry rules, regulations as well as internal...**Essential Duties and Responsibilities** + Manage a team of 4 - 10 Supervisors. + Provide coaching and focused… more
- Naval Facilities Engineering Command (Jacksonville, FL)
- …and regulatory agencies, responsible parties, and contractors to meet the compliance requirements of environmental statutes and regulations. You will advise others ... will justify and allocate funding for use to promote or achieve environmental compliance . You will assess and review performance objectives and provide feedback to… more
- Truist (Orlando, FL)
- …or more years of regulatory, compliance or supervisory experience + FINRA Series 4 **General Description of Available Benefits for Eligible Employees of ... that the advisors, OSJs and/or branch offices are in compliance with industry rules, regulations as well as internal...with disabilities to perform the essential functions. + FINRA Series 7, 24, 53, and 66 licenses ( Series… more
- Truist (Orlando, FL)
- …or more years of regulatory, compliance or supervisory experience + FINRA Series 4 + Bilingual **General Description of Available Benefits for Eligible ... that the advisors, OSJs and/or branch offices are in compliance with industry rules, regulations as well as internal...with disabilities to perform the essential functions. + FINRA Series 7, 24, 53, and 66 licenses ( Series… more
- Citigroup (Coral Springs, FL)
- … 7; Series 66 (or Series 63 & 65); Series 9 & 10 (or Series 24 & 4 & 53) + Group 1: Life and Health Insurance Licenses + Robust investment and ... CPWM and the franchise. This includes heads of HR, Legal, Risk, Compliance , ICG, Mortgage, Retail Bank, Commercial Bank, and Capital Markets. + Represents… more