- BlackRock (New York, NY)
- …iShares is the largest Exchange Traded Fund (ETF) provider globally with over $ 4 .3 trillion in assets under management. With a long history of ETF innovation ... The Associate will work closely with product, marketing and compliance groups and FINRA staff to help ensure regulatory...Strong familiarity with FINRA and SEC advertising rules. + Series 7 registration required; Series 63 and… more
- Bank of America (New York, NY)
- …leading, managing and coaching a team + Series 7 & 66 (63 and 65) required and Series 9 & 10 or ( 4 , 24, 53 combination).If Series 9 & 10 not currently ... participants who require heightened support to achieve success + Help reinforce compliance , supervision, and provide risk management support of ADP participants and… more
- Wells Fargo (Syracuse, NY)
- …Industry Essentials (SIE) exam or equivalent **Desired Qualifications:** + Successfully completed FINRA Series 7 and 66 (or 63 and 65) exams to qualify for immediate ... is required for ongoing employment in this position. FINRA Series 7 and 66 (or 63 and 65) examinations,...This will be communicated at time of offer acceptance. Compliance with state law registration and licensing requirements is… more
- Wells Fargo (New York, NY)
- …+ Knowledge and understanding of credit risk management + Strong risk management and compliance skills + FINRA registration including Series 7 and 24 (or FINRA ... of the following: work experience, training, military experience, education + 4 + years of management or leadership experience **Desired Qualifications:** +… more
- City of New York (New York, NY)
- …Health Academy. They supervise instructors and educate the public through a series of engaging courses focused on food service establishments. DUTIES WILL INCLUDE ... for online courses and external approved providers and ensure compliance with training standards. Maintain permanent records of classes...credit hours may be in the applied sciences, and 4 years of satisfactory full-time experience as described in… more
- CUNY (New York, NY)
- …to support the university's shared services IT initiative. This role ensures compliance with federal regulations (PCI DSS, FERPA, GLBA) while safeguarding sensitive ... and business continuity. + Leads application development, ensures security and compliance within complex enterprise-scale new technologies and system requirements. +… more
- Veterans Affairs, Veterans Health Administration (Wellsville, NY)
- …their effects/side effects, and medical terminology. Work Schedule: M-F 7:30am - 4 :00pm EDRP Authorized: Former EDRP participants ineligible to apply for incentive. ... will result in removal from the GS-0185 social worker series and may result in termination of employment. Loss...the impact of psychosocial problems on health care and compliance with treatment. Full Performance Level Assignments: This is… more
- Veterans Affairs, Veterans Health Administration (Kings County, NY)
- …continuity of care for veterans. Work Schedule: Monday through Friday 8:00 am to 4 :30 pm Telework: Not available Virtual: This is not a virtual position. Functional ... or reassigned to social worker positions in the GS-0185 series in VHA must be licensed or certified by...the impact of psychosocial problems on health care and compliance with treatment. Preferred Experience: Addictive disorders Reference: For… more
- Wells Fargo (New York, NY)
- …Bachelor's degree in Finance, Economics, or a related field; MBA or advanced degree preferred. + Series 7, 57, 63, 24 and 4 + Candidates must be an energetic ... trading architecture, programs and trading policies for clients, advisors, and compliance + Identify opportunities and strategies to develop trading programs and… more
- M&T Bank (Buffalo, NY)
- …properly developed models. + Produce and run regressions (including time series and logistic regression), programming routines and other econometric analyses to ... Management for model validation exercises. + Conduct business in compliance with regulatory guidance including SR (Supervision and Regulation...in lieu of a degree, a combined minimum of 4 years' higher education and/or work experience + Proven… more