- BMO Financial Group (New York, NY)
- …impact. + Capable of organizing and running the morning equity call. + Understand compliance and the regulatory environment and act as a coach and resource to direct ... regulator in the US and/or Canada (including passing FINRA Series 24 and/or other exams within probation period). **Additional...Toronto or New York office; + Requires in-office presence, 4 days a week, starting prior to 7am. +… more
- City of New York (New York, NY)
- …provides services for senior affordable housing residents and other related series . Supportive housing is affordable housing with supportive services, including both ... solutions. - Participate in oversight of contracted provider activities to ensure compliance with terms of contract, including supervising and reviewing field visit… more
- City of New York (New York, NY)
- …with mandated services in a safe, clean, and secure environment. - Ensure compliance with Agency standards, OTDA regulations and all local laws and codes that ... relate to clients and/or staff. - Train and supervise staff. - Implement a series of strategic goals and operational plans that will effectively achieve unit goals.… more
- Northwell Health (Sleepy Hollow, NY)
- …and continuing education, based on current evidenced-based practice. Ensures compliance with local, regional, state, and national standards and guidelines ... perspectives, and outcome objectives.3. Reports on outcomes of all educational series . Conducts surveys to gather feedback to improve future educational coursework… more
- Siebert Williams Shank (New York, NY)
- …for Vice President to join its Infrastructure and Public team and work hybrid ( 4 days in-office) from its New York City headquarters. Only candidates with relevant ... all activities and duties are carried out in full compliance with regulatory requirements and internal policies and procedures...requirements and internal policies and procedures Qualifications: + SIE, Series 52 & 63 licenses required + BS or… more
- Guidehouse (New York, NY)
- …product planning, pricing, reimbursement, product commercialization, and regulatory and compliance solutions. The Guidehouse Internship Program staffs Interns on ... Networking & Social Activities and Events + Intern Speaker Series + Collaborative Group Projects This position develops an...reviewed after the application period closes on **Thursday, Sept. 4 .** Candidates who are selected to interview will be… more
- NBC Universal (New York, NY)
- …agreements. + Draft and negotiate agreements for licensing of acquired television series , motion pictures and specials and serve as a business and legal ... on advertising and marketing materials across Versant networks to ensure compliance with laws, regulations, company policies and key agreements. Basic… more
- Scotiabank (New York, NY)
- …and system upgrades to improve processes and increase efficiencies **What You'll Bring** + FINRA Series SIE, 7 and 63 + 4 + years of experience in structured ... and support our clients + Coordinate with internal teams including legal, tax, compliance , internal controls + Liaise with outside counsel for ongoing business and… more