- Wells Fargo (Van Nuys, CA)
- …partners **Desired Qualifications:** + Successfully completed Financial Industry Regulatory Authority (FINRA) Series 6 and Series 63 examinations (or FINRA ... Wells Fargo sales practices risk management culture + Current registration for FINRA Series 6 and Series 63 (or FINRA recognized equivalents) is required for… more
- Wells Fargo (Seal Beach, CA)
- …partners **Desired Qualifications:** + Successfully completed Financial Industry Regulatory Authority (FINRA) Series 6 and Series 63 examinations (or FINRA ... Wells Fargo sales practices risk management culture + Current registration for FINRA Series 6 and Series 63 (or FINRA recognized equivalents) is required for… more
- Wells Fargo (Foothill Ranch, CA)
- …and partners Desired Qualifications: * Successfully completed Financial Industry Regulatory Authority (FINRA) Series 6 and Series 63 examinations (or FINRA ... Wells Fargo sales practices risk management culture * Current registration for FINRA Series 6 and Series 63 (or FINRA recognized equivalents) is required for… more
- Wells Fargo (Hawthorne, CA)
- …+ Experience recommending financial services products and services + Successfully completed FINRA Series 6 and 63 exams (or recognized FINRA equivalents) to ... Wells Fargo sales practices risk management culture + Current registration for FINRA Series 6 and Series 63 (or FINRA recognized equivalents) is required for… more
- BMO Financial Group (Modesto, CA)
- **This is a licensed position requiring the SIE, Series 6 , 63, Life and Health** **_The mission of Premier Services is to help mass affluent clientele make real ... _You belong here!_ + **This is a licensed position requiring the SIE, Series 6 , 63, Life and Health** + Proactively builds and manages an assigned portfolio… more
- BMO Financial Group (Santa Monica, CA)
- …degree in related field of study or an equivalent combination of education and experience. + FINRA Series 6 , 63 & 65 Licenses OR FINRA Series 7 & 66 ... licenses. + Life and Health Insurance Producer's License. + Completed LTC Continuing Education Requirements. + Strong working knowledge of financial industry. + In-depth experience working with managed products and providing fee-based advice. + In-depth… more
- TEKsystems (San Jose, CA)
- …Understand the basics of "FIM" and operate scanner Install and test coax cabling ( series 6 & 11) Install OSP cables through conduits and maintenance Install ... Description Shift Schedule Overview: + Two rotating shifts: + Day Shift: 6 :00 AM - 6 :00 PM + Night Shift: 6 :00 PM - 6 :00 AM + Weekend Rotation: + Team… more
- Citigroup (Loma Linda, CA)
- …goal-oriented team player able to work without direction. + Required current US FINRA Registration: SIE, Series 6 , 63, and 65 OR Series 7 and 66 or ... equivalent. + Must meet ALL US FINRA Registration requirements within 150 days of starting in the role. + Insurance Group 1 required. + Must meet ALL Insurance Group 1 requirements within 150 days of starting in the role. + This position requires the employee… more
- Principal Financial Group (Los Angeles, CA)
- …+ Successful Registration as an Investment Company Products/Variable contracts Limited Representative (FINRA Series 6 or equivalent and FINRA Series 63). + ... Resident Life and Health appointment must be attained. **Salary Range Information** Salary ranges below reflect targeted base salaries. Non-sales positions have the opportunity to participate in a bonus program. Sales positions are eligible for sales… more
- Wellington (San Francisco, CA)
- …ability to easily establish and maintain relationships + Ability and desire to learn + Series 6 & 63 Series 7 + Proficient in Salesforce, Excel, and Outlook ... + CFA or CAIA additive but not required Not sure you meet 100% of our qualifications? That's ok. If you believe that you could excel in this role, we encourage you to apply and welcome a chance to review your background. We are dedicated to building and… more