- Wells Fargo (Los Angeles, CA)
- …partners **Desired Qualifications:** + Successfully completed Financial Industry Regulatory Authority (FINRA) Series 6 and Series 63 examinations (or FINRA ... Wells Fargo sales practices risk management culture + Current registration for FINRA Series 6 and Series 63 (or FINRA recognized equivalents) is required for… more
- Wells Fargo (Hesperia, CA)
- …and partners Desired Qualifications: * Successfully completed Financial Industry Regulatory Authority (FINRA) Series 6 and Series 63 examinations (or FINRA ... Wells Fargo sales practices risk management culture * Current registration for FINRA Series 6 and Series 63 (or FINRA recognized equivalents) is required for… more
- Wells Fargo (Yuba City, CA)
- …+ Experience recommending financial services products and services + Successfully completed FINRA Series 6 and 63 exams (or recognized FINRA equivalents) to ... Wells Fargo sales practices risk management culture + Current registration for FINRA Series 6 and Series 63 (or FINRA recognized equivalents) is required for… more
- Wells Fargo (San Diego, CA)
- …* Experience recommending financial services products and services * Successfully completed FINRA Series 6 and 63 exams (or recognized FINRA equivalents) to ... Wells Fargo sales practices risk management culture * Current registration for FINRA Series 6 and Series 63 (or FINRA recognized equivalents) is required for… more
- BMO Financial Group (Hayward, CA)
- **This is a licensed position requiring the SIE, Series 6 , 63, Life and Health** **_The mission of Premier Services is to help mass affluent clientele make real ... **_You belong here!_** + **This is a licensed position requiring the SIE, Series 6 , 63, Life and Health** + Proactively builds and manages an assigned portfolio… more
- Aristotle Capital Management (Newport Beach, CA)
- …ability to obtain the Series 7 within 6 months of being hired. + Series 6 , 63, or 66: strongly desired. + CFA, CFP or MBA (or progress towards), desired. ... the financial services industry, specifically RIA, required. + Bachelor's degree from an accredited college or university, preferred. + Series 7 required: or the… more
- Wellington (San Francisco, CA)
- …ability to easily establish and maintain relationships + Ability and desire to learn + Series 6 & 63 Series 7 + Proficient in Salesforce, Excel, and Outlook ... + CFA or CAIA additive but not required Not sure you meet 100% of our qualifications? That's ok. If you believe that you could excel in this role, we encourage you to apply and welcome a chance to review your background. We are dedicated to building and… more
- Citigroup (San Rafael, CA)
- …goal-oriented team player able to work without direction. + Required current US FINRA Registration: SIE, Series 6 , 63, and 65 OR Series 7 and 66 or ... equivalent. + Must meet ALL US FINRA Registration requirements within 150 days of starting in the role. + Insurance Group 1 required. + Must meet ALL Insurance Group 1 requirements within 150 days of starting in the role. + This position requires the employee… more
- Citigroup (Loma Linda, CA)
- …a goal-oriented team player able to work without direction + US: Current Registration for FINRA series 6 , 63, and 65 are required for the role. Individuals with ... Series 7 and 66 or equivalent are encouraged to apply. + Insurance group 1 required; will give 120 days to obtain if not already held. + This position requires the… more
- Guardian Life (Sacramento, CA)
- …service experience. + A bachelor's degree or equivalent industry experience. + FINRA Series 6 , preferred. + In-depth knowledge of various annuity products, ... exceed quality goals and service level agreement standards. **You have** + 6 + years' experience in the financial service industry. Experience must include direct… more