- Wells Fargo (Aurora, CO)
- …partners **Desired Qualifications:** + Successfully completed Financial Industry Regulatory Authority (FINRA) Series 6 and Series 63 examinations (or FINRA ... Wells Fargo sales practices risk management culture + Current registration for FINRA Series 6 and Series 63 (or FINRA recognized equivalents) is required for… more
- Wells Fargo (Castle Rock, CO)
- …+ Experience recommending financial services products and services + Successfully completed FINRA Series 6 and 63 exams (or recognized FINRA equivalents) to ... Wells Fargo sales practices risk management culture + Current registration for FINRA Series 6 and Series 63 (or FINRA recognized equivalents) is required for… more
- Raymond James Financial, Inc. (Denver, CO)
- …required,** or **ability to obtain within 120 days** (as required by FINRA). Persons holding Series 6 , 7, 17, 37 or 38 or those who hold principal-level ... registrations: Series 4, 9/10, 14, 16, 23, 24, 26, 27,...would be qualified to register as an Operations Professional ( Series 99) without passing the examination. **Responsibilities** : +… more
- Manulife (CO)
- …+ Outstanding customer service skills + Business writing skills **Preferred Qualifications:** + Current SIE, Series 6 or 7, Series 63 + Working knowledge of ... IRAs & other retirement products **When you join our team:** + We'll empower you to learn and grow the career you want. + We'll recognize and support you in a flexible environment where well-being and inclusion are more than just words. + As part of our global… more
- Thrivent Financial (CO)
- …rapport, effectively communicate and influence members to take action. + Must already possess your Series 6 and 63 licenses to be considered for this role. + ... Successfully complete FINRA Series 7 and 66 and Life and Health Insurance exams within 90 days of hire/transfer. + Must be eligible to be securities and insurance… more
- Aegon Asset Management (Denver, CO)
- …Qualifications + Bachelor's degree in a business field or equivalent experience + FINRA Series 6 or 7 + FINRA Series 63 + Applicable State Insurance licenses ... or obtain within 90 days of hire + One year of relevant financial services experience such as internal sales experience, financial advisor, or similar work in the retail banking industry + Excellent listening skills to assess customer needs + Excellent… more
- JPMorgan Chase (Lakewood, CO)
- …GED, or foreign equivalent. + The Securities Industry Essential (SIE) exam, FINRA Series 6 , state registration (including 63 if required), and Life licenses ... are minimum requirements. All unlicensed applicants must obtain their licenses through JPMC's licensing program within 180 days of hire, study materials and support provided. + Ability to work branch hours including weekends and some evenings. **Preferred… more
- ADP (Denver, CO)
- …Qualifications_ + Securities Industry Essentials (SIE) and Financial Industry Regulatory Authority (FINRA) Series 6 and 63 licensing is a plus; candidates with ... great sales acumen will be considered pending appropriate licensing within the first 45 days of employment. **YOU'LL LOVE WORKING HERE BECAUSE YOU CAN:** + **Be yourself** in a culture that values equity, inclusion, and belonging and creates a safe space for… more
- Aegon Asset Management (Denver, CO)
- …Qualifications + High School education or GED equivalent required. + Willing to obtain Series 6 /63 Securities Licenses within 6 months hire. + Willing ... to obtain resident state Life Insurance License within 6 months hire. + Resourceful and well organized. + Participate in proactive team efforts to achieve… more
- Aegon Asset Management (Denver, CO)
- …+ BS or BA degree required or equivalent industry experience. + Currently holds Series 7/ 6 Securities License ( Series 63 if applicable) or obtain ... within 6 months of hire. + Current Life Insurance License. + Intermediate level personal computer skills including electronic mail, work processing, spreadsheet, graphics, etc Preferred Qualifications + Minimum of 1-3 years of experience in the financial… more