- Wells Fargo (New York, NY)
- …partners **Desired Qualifications:** + Successfully completed Financial Industry Regulatory Authority (FINRA) Series 6 and Series 63 examinations (or FINRA ... Wells Fargo sales practices risk management culture + Current registration for FINRA Series 6 and Series 63 (or FINRA recognized equivalents) is required for… more
- Wells Fargo (New York, NY)
- …+ Experience recommending financial services products and services + Successfully completed FINRA Series 6 and 63 exams (or recognized FINRA equivalents) to ... Wells Fargo sales practices risk management culture + Current registration for FINRA Series 6 and Series 63 (or FINRA recognized equivalents) is required for… more
- NBT Bank (Fairport, NY)
- …team player and high quality service provider. Unique Job Characteristics and Requirements: NASD Series 6 and Life License. Series 7 preferred. If not ... Series 7 licensed, FC will be required to obtain license within 90 days. Tasks Performed: + 50% Interviews and profiles customers/prospects to determine investment and insurance needs, recommend appropriate products, and makes appropriate referral to… more
- Citizens (Rochester, NY)
- …with a minimum 3 or more years industry experience + A combination of Life and Health, Series 6 , and/or Life and Health, SIE licenses required + Must be able to ... and dedicated time and support to successfully pass your Series 7 and 66 exams. The Investment Assistant II...obtain Series 7 and 66 within specific timeframe required +… more
- Citigroup (New York, NY)
- …goal-oriented team player able to work without direction + Required current US FINRA Registration: SIE, Series 6 , 63, and 65 OR Series 7 and 66 or ... equivalent. + Must meet ALL US FINRA Registration requirements within 150 days of starting in the role. + Insurance Group 1 required. + Must obtain within 120 days of meeting all US FINRA Registration requirements if not already held. + This position requires… more
- Principal Financial Group (New York, NY)
- …+ Successful Registration as an Investment Company Products/Variable contracts Limited Representative (FINRA Series 6 or equivalent and FINRA Series 63). + ... Resident Life and Health appointment must be attained. **Salary Range Information** Salary ranges below reflect targeted base salaries. Non-sales positions have the opportunity to participate in a bonus program. Sales positions are eligible for sales… more
- Citigroup (New York, NY)
- …goal-oriented team player able to work without direction. + Required current US FINRA Registration: SIE, Series 6 , 63, and 65 OR Series 7 and 66 or ... equivalent. + Must meet ALL US FINRA Registration requirements within 150 days of starting in the role. + Insurance Group 1 required. + Must meet ALL Insurance Group 1 requirements within 150 days of starting in the role. + This position requires the employee… more
- Citigroup (Hewlett, NY)
- …goal-oriented team player able to work without direction + Required current US FINRA Registration: SIE, Series 6 , 63, and 65 OR Series 7 and 66 or ... equivalent. + Must meet ALL US FINRA Registration requirements within 150 days of starting in the role. + Insurance Group 1 required. + Must obtain within 120 days of meeting all US FINRA Registration requirements if not already held. + This position requires… more
- First Horizon Bank (New York, NY)
- …OFFICE EQUIPMENT SKILLS:** + Microsoft Office suite **CERTIFICATES, LICENSES, REGISTRATIONS (Ex: CPA, Series 6 or 7 license, etc):** + Preferred **Hours** : + ... * Tuition reimbursement * Mentor program * 401(k) with 6 % match * More -- FirstHorizon.com/First-Horizon-National-Corporation/Careers/Our-Benefits **Follow Us** Facebook… more
- JPMorgan Chase (Monroe, NY)
- …GED, or foreign equivalent. + The Securities Industry Essential (SIE) exam, FINRA Series 6 , state registration (including 63 if required), and Life licenses ... are minimum requirements. All unlicensed applicants must obtain their licenses through JPMC's licensing program within 180 days of hire, study materials and support provided. + Ability to work branch hours including weekends and some evenings. **Preferred… more