- Wells Fargo (Houston, TX)
- …partners **Desired Qualifications:** + Successfully completed Financial Industry Regulatory Authority (FINRA) Series 6 and Series 63 examinations (or FINRA ... Wells Fargo sales practices risk management culture + Current registration for FINRA Series 6 and Series 63 (or FINRA recognized equivalents) is required for… more
- Wells Fargo (Rockwall, TX)
- …+ Experience recommending financial services products and services + Successfully completed FINRA Series 6 and 63 exams (or recognized FINRA equivalents) to ... Wells Fargo sales practices risk management culture + Current registration for FINRA Series 6 and Series 63 (or FINRA recognized equivalents) is required for… more
- ADP (Dallas, TX)
- …financial transactions, **_they are required to successfully obtain and maintain their series 6 and 63 FINRA securities licenses._** **Job Responsibilities:** + ... opportunities with other business units as needed. **Job Requirements:** + FINRA Series 6 and 63 securities licenses and Securities Industry Essentials **(can be… more
- Alight (TX)
- …. **Alight is Looking for a Licensed DC Customer Solutions Specialist** **_(FINRA Series 6 or 7 is required)_** This role requires that qualified ... on qualified and non-qualified retirement plan benefits. **Requirements** + Possess FINRA Series 6 or 7. Series 63/65/66 a plus. + Demonstrate Defined… more
- Athene (TX)
- …FINRA Series 7 and Series 63 licenses. Must have or obtain FINRA Licensing ( Series 6 ) within 6 months of employment. + Proven track record in growing ... a region as measured by sales results. + Demonstrated sales acuity and presentation skills. + Travel Required (75%). + Ability to adapt to constant changing environment. + Excellent knowledge of the advisor community and industry. + P rior wholesaling… more
- TIAA (Frisco, TX)
- …associates up for success. You can even receive funding, coaching and support to pass FINRA Series 6 or 7 and 63 certification exams if you are not currently ... **Work Experience** + No Experience Required **FINRA Registrations** + SRC Indicator: Series 6 or 7; Series 63 **Licenses and Certifications** + Life… more
- Robert Half Finance & Accounting (Houston, TX)
- …Licenses is a requirement. * Series 65 qualification is necessary. * Must hold a Series 6 license. * Ability to provide excellent client service is a must. * ... Strong communication and interpersonal skills are essential. * Must demonstrate a high level of professionalism and integrity. * Proven ability to work effectively in a team-oriented environment. Robert Half is the world's first and largest specialized talent… more
- First Horizon Bank (Dallas, TX)
- …Auditors (IIA) Standards Certification or License required (CIA, CISA, CPA, CFA, CRCM, CIFRS, Series 6 , 7, or 24, etc.). Prior experience at a large, complex ... LICENSES, REGISTRATIONS** Certification or License required (CIA, CISA, CPA, CFA, CRCM, CIFRS, Series 6 , 7, or 24, etc.) or ability to obtain within 24 months… more
- Principal Financial Group (Dallas, TX)
- …+ Successful Registration as an Investment Company Products/Variable contracts Limited Representative (FINRA Series 6 or equivalent and FINRA Series 63). + ... Resident Life and Health appointment must be attained. **Salary Range Information** Salary ranges below reflect targeted base salaries. Non-sales positions have the opportunity to participate in a bonus program. Sales positions are eligible for sales… more
- Truist (Dallas, TX)
- …products for the mass affluent market. 4. A minimum of Securities Industry Essentials (SIE), FINRA Series 6 or 7, 66 (63 and 65 in lieu of 66) and applicable ... portfolio. Serve as an advocate for clients with the IRM partners. 6 . Establish and maintain mutually beneficial business relationships with external centers of… more