• Senior Manager, CIB & Research Compliance…

    Scotiabank (Houston, TX)
    Senior Manager, CIB & Research Compliance Officer **Requisition ID:** 218082 **Salary Range:** 99,790.00 - 190,995.00 _Please note that the Salary Range shown is a ... together to drive ambition for every future! **Purpose** The Compliance Officer will operate as a member of the...information sharing. **What You'll Bring** + A minimum of 6 years of Corporate & Investment Banking, Capital Market… more
    Scotiabank (07/23/25)
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  • Risk Compliance Officer II…

    First Horizon Bank (Dallas, TX)
    …OFFICE EQUIPMENT SKILLS** 1. Microsoft Office suite **CERTIFICATES, LICENSES, REGISTRATIONS (Ex: CPA, Series 6 or 7 license, etc)** None required **About Us** ... of all Products and Services to all applicable regulations in which Corporate Compliance has oversight responsibility. Must have a knowledge of all state and federal… more
    First Horizon Bank (07/24/25)
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  • Relationship Banker LP Lubbock 50th and Quaker

    Wells Fargo (Lubbock, TX)
    …partners **Desired Qualifications:** + Successfully completed Financial Industry Regulatory Authority (FINRA) Series 6 and Series 63 examinations (or FINRA ... a dwelling secured transaction. As such, this position requires compliance with the SAFE Mortgage Licensing Act of 2008...practices risk management culture + Current registration for FINRA Series 6 and Series 63… more
    Wells Fargo (08/01/25)
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  • Senior Premier Banker

    Wells Fargo (Sachse, TX)
    …+ Experience recommending financial services products and services + Successfully completed FINRA Series 6 and 63 exams (or recognized FINRA equivalents) to ... by adhering to policies, procedures and controls and ensuring compliance with applicable laws, rules, and regulations + Collect...practices risk management culture + Current registration for FINRA Series 6 and Series 63… more
    Wells Fargo (07/30/25)
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  • (MA) Records Manager

    DMS International (Lackland, TX)
    …(DON) Records Management (RM) Program or a related field; or a minimum of six ( 6 ) years' experience in records management, preferably in a Navy or Marine Corps + ... physical and digital records, including knowledge of record retention schedules, legal compliance requirements, and filing systems + Possess the ability to obtain a… more
    DMS International (07/19/25)
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  • Retirement Service Representative (Finra License…

    ADP (Dallas, TX)
    …financial transactions, **_they are required to successfully obtain and maintain their series 6 and 63 FINRA securities licenses._** **Job Responsibilities:** + ... other business units as needed. **Job Requirements:** + FINRA Series 6 and 63 securities licenses and...and a leader in business outsourcing services, analytics, and compliance expertise. We believe our people make all the… more
    ADP (07/18/25)
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  • Lead Data Architect

    Resideo (Austin, TX)
    …lead the design of scalable systems that ingest, process, and serve time- series telemetry from millions of devices, supporting use cases from real-time alerting ... analytics, and downstream AI applications. + Analyze and interpret complex time series data from connected HVAC systems to build cutting-edge metrics of HVAC… more
    Resideo (07/30/25)
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  • Facilities Maintenance Technician I/II/III

    City of College Station (College Station, TX)
    …is the entry level service/maintenance classification for the Facility Maintenance series . Under general supervision, employees may work independently on routine ... is the skilled service/maintenance classification for the Facility Maintenance series . This classification is distinguished from the Facilities Maintenance… more
    City of College Station (07/09/25)
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  • Investment Banking Program Analyst (Houston)…

    Wells Fargo (Houston, TX)
    …from a manager and exercise independent judgment while developing understanding of compliance and risk management requirements for the supported area + Collaborate ... Share Rights or other long-term incentive awards. **Required Qualifications:** + 6 + months of Investment Banking Program experience, or equivalent demonstrated… more
    Wells Fargo (07/18/25)
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  • Audit Sr Advisor - Corporate

    First Horizon Bank (Dallas, TX)
    …Auditors (IIA) Standards Certification or License required (CIA, CISA, CPA, CFA, CRCM, CIFRS, Series 6 , 7, or 24, etc.). Prior experience at a large, complex ... the full range of risks related to processes, regulatory compliance , organization, policy, and technology; + evaluate control design...or License required (CIA, CISA, CPA, CFA, CRCM, CIFRS, Series 6 , 7, or 24, etc.) or… more
    First Horizon Bank (06/28/25)
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