- TIAA (Charlotte, NC)
- …associates up for success. You can even receive funding, coaching and support to pass FINRA Series 6 or 7 and 63 certification exams if you are not currently ... + No Experience Required **FINRA Registrations** + SRC Indicator: Series 6 or 7; Series ...63 **Licenses and Certifications** + Life and Health Insurance License (Multi-state) - Multiple Issuers required within 120 Days… more
- Veterans Affairs, Veterans Health Administration (Salisbury, NC)
- …work. Licensure: Persons hired or reassigned to social worker positions in the GS-0185 series in VHA must be licensed or certified by a state to independently ... workers must maintain a full, valid and unrestricted independent license or certification to remain qualified for employment. Loss...will result in removal from the GS-185 social work series and may result in termination of employment. Failure… more
- First Horizon Bank (Charlotte, NC)
- …(IIA) Standards Certification or License required (CIA, CISA, CPA, CFA, CRCM, CIFRS, Series 6 , 7, or 24, etc.). Prior experience at a large, complex ... REGISTRATIONS** Certification or License required (CIA, CISA, CPA, CFA, CRCM, CIFRS, Series 6 , 7, or 24, etc.) or ability to obtain within 24 months **About… more
- Wells Fargo (Raleigh, NC)
- …Z (LO) outlined in the job expectations below **Required Qualifications:** + 6 + months of Customer Service, Sales, Relationship Building experience, or equivalent ... exam or equivalent **Desired Qualifications:** + Successfully completed FINRA Series 7 and 66 (or 63 and 65) exams...+ Financial services experience + Client services experience + 6 + months of client or sales services experience… more
- Wells Fargo (Charlotte, NC)
- …with regulatory requirements and fiduciary responsibilities. **Required Qualifications:** + 6 + months of Wealth Investment Portfolio Management experience, or ... + US only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 65 (or FINRA recognized equivalents) sufficient to qualify for immediate… more
- Truist (Charlotte, NC)
- …5. FINRA SIE, Financial Industry Regulatory Authority (FINRA) Series 7 and Series 66 licenses. 6 . Exceptional telephone skills and the ability to ... such as GTC expiration dates and settlement. 3. Process corporate actions where a license is warranted, such as tender offers, optional dividends and the exercise of… more
- V2X (Fayetteville, NC)
- …level maintenance tasks on major assembly and LRU replacement on the M2/M3 series Bradley fighting vehicle (BFV), and M7ODS Bradley Fighting Infantry Support Team ... military vehicle systems, particularly the M2/M3 Bradley Fighting Vehicle series . You'll be responsible for the comprehensive inspection, diagnosis,...* Must possess a valid Real ID State Driver's License * Valid Class A or B Commercial Driver's… more
- Wells Fargo (Charlotte, NC)
- …has a genuine interest in learning and growth Required Qualifications: + 6 + months of Corporate Banking Portfolio Management experience, or equivalent demonstrated ... awards. Job Expectations: + Registration for FINRA exams including Securities Industry Essentials (SIE), Series 63 and Series 79 must be completed within 90 days… more
- Equitable (Charlotte, NC)
- …being uncomfortable + Life & Health license + FINRA Licensing: SIE, Series 6 , Series 63 + High degree of confidence when engaging with customers ... + Self-starter who can create opportunities for themselves + Sales opportunist - Every conversation is an opportunity to either start or advance a sale + Unusually high customer-centric attitude + Enthusiasm - can convey passion over the phone + Coachable +… more
- Huntington National Bank (Winston Salem, NC)
- …FINRA Licenses (required): Candidate must have 3 of the following 5 licenses in an active status: Series 6 or 7; Series 63 or 66; State Life and Health ... Insurance License ; SIE - Securities Industry Essentials. If the candidate does not already have the required 5 licenses, but at least 3 of them, the candidate must… more