- Truist (Weston, FL)
- …5. FINRA SIE, Financial Industry Regulatory Authority (FINRA) Series 7 and Series 66 licenses. 6 . Exceptional telephone skills and the ability to ... anticipating the time frame required for presentation and answering of questions. 6 . Maximize sales opportunities by contacting potential investment clients based on… more
- Wells Fargo (North Miami, FL)
- …partners **Desired Qualifications:** + Successfully completed Financial Industry Regulatory Authority (FINRA) Series 6 and Series 63 examinations (or FINRA ... practices risk management culture + Current registration for FINRA Series 6 and Series 63...For specific FINRA qualification exams obtained after 9/30/2018, the Securities Industry Essentials (SIE) exam co-requisite will be required… more
- Wells Fargo (Sun City Center, FL)
- …+ Experience recommending financial services products and services + Successfully completed FINRA Series 6 and 63 exams (or recognized FINRA equivalents) to ... practices risk management culture + Current registration for FINRA Series 6 and Series 63...For specific FINRA qualification exams obtained after 9/30/2018, the Securities Industry Essentials (SIE) exam co-requisite will be required… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …required,** or ability to obtain within 120 days (as required by FINRA). Persons holding Series 6 , 7, 17, 37 or 38 or those who hold principal-level ... in a sponsorship role. + Principles of finance and securities industry operations. + Financial markets and products. +...registrations: Series 4, 9/10, 14, 16, 23, 24, 26, 27,… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …or grandfathering cannot be applied. + Series 7 required or willing to obtain within 6 months. + Series 63, 65 and/or 66 as required by state-OR- willing to ... and methods. + Investment concepts, practices and procedures used in the securities industry. + Financial markets, products and industry regulations. + Trading… more
- Truist (Orlando, FL)
- …experience. 2. 4 years professional experience, including 1 year of experience in the securities industry. 3. FINRA Series 7 and 66. 4. Applicable state health ... Participate in the preparation for and delivery of client presentations and engagements. 6 . Assist the Advisor in developing and maintaining a profitable level of … more
- Truist (Ocala, FL)
- …sales and service. 3. Develop and maintain a profitable level of securities and insurance sales by executing on opportunities identified through external networking ... relationship management strategies to deepen client connections and loyalty. 6 . Properly record transactions and inquiries, and see that...Banking, or equivalent education and related experience. 2. FINRA Series 7, 66 (63 and 65 in lieu of… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …applied. + FINRA Series 7 or 79 License is ideal, and will be required within six ( 6 ) months of hire. + FINRA Series 63 or the ability to obtain within six ( ... Advanced investment concepts, practices, and procedures used in the securities industry. + Advanced transaction structure and process. +...6 ) months of hire. **Travel Required:** Yes, up to… more
- Navy Federal Credit Union (Pensacola, FL)
- …sources. + Execute customer and broker purchase/sales orders of securities for current/new clients. + Identify prospective participation partners/opportunities ... other duties as assigned or appropriate Qualifications + FINRA Series 7 and combination of NASAA Series ...Monday - Friday, 8:30AM - 5:00PM EST; 9:30AM - 6 :00PM CST; 8:30AM - 5:00PM PST Location: 820 Follin… more
- First Horizon Bank (Orlando, FL)
- …**QUALIFICATIONS** + Bachelor's Degree Required. + FINRA: Maintains proper licenses including Series 7, Series 66, the Securities Industry Essentials ... * Tuition reimbursement * Mentor program * 401(k) with 6 % match * More -- FirstHorizon.com/First-Horizon-National-Corporation/Careers/Our-Benefits **Follow Us** Facebook… more