- Wells Fargo (New York, NY)
- …Share Rights or other long-term incentive awards. **Required Qualifications:** + 6 + months of Investment Banking Program experience, or equivalent demonstrated ... markets, banking, or financial services industry. **Job Expectations:** + Registration for FINRA Series 63 (or 66) must be completed within 90 days of hire date… more
- NBT Bank (Fairport, NY)
- …team player and high quality service provider. Unique Job Characteristics and Requirements: NASD Series 6 and Life License. Series 7 preferred. If not ... Abilities: + Thorough knowledge of investment and insurance products and applicable securities and insurance rules and regulations. + Strong communication and PC… more
- Wells Fargo (New York, NY)
- …Restricted Share Rights or other long-term incentive awards. **REQUIRED QUALIFICATIONS:** + 6 + months of Securities Sales Trading experience, or equivalent ... markets, banking, or financial services industry. **JOB EXPECTATIONS:** + Registration for FINRA Series 7 must be completed within 90 days of hire date if it… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- JPMorgan Chase (White Plains, NY)
- …or foreign equivalent. + The Securities Industry Essential (SIE) exam, FINRA Series 6 , state registration (including 63 if required), and Life licenses are ... minimum requirements. All unlicensed applicants must obtain their licenses through JPMC's licensing program within 180 days of hire, study materials and support provided. + Ability to work branch hours including weekends and some evenings. **Preferred… more
- BMO Financial Group (New York, NY)
- …best execution/order handling, and Market Access. + Strong knowledge of applicable securities laws, rules and regulations with the ability to assess firm impact. ... Series 7, 63, 24 a plus. + Typically minimum of 6 years of relevant experience and post-secondary degree in related field of study or an equivalent combination… more
- Janus Henderson Investors (New York, NY)
- …field experience in financial services industry + Bachelor's Degree or equivalent required + Series 6 , 7 and 63 licenses required + Great interpersonal skills ... of our Investment Advisory Code of Ethics related to personal securities activities and other disclosure and certification requirements, including past political… more
- DuPont (Buffalo, NY)
- …and everyday life. As a participant in the program, you will undergo a series of immersive assignments in Supply Chain, which will take place across different ... majors. + GPA of 3.0 or higher (out of 4.0 scale). + Minimum of 6 months of paid co-op or internship equivalent experience in supply chain, procurement, logistics,… more
- DuPont (Buffalo, NY)
- …their contributions. As a participant in the program, you will undergo a series of immersive assignments which will take place across different locations and ... or higher on a 4.0 scale. + Minimum of 6 months of paid co-op or internship equivalent experience...effectiveness of Form 10 registration statements with the US Securities and Exchange Commission, applicable regulatory approvals, and satisfactory… more
- Guardian Life (New York, NY)
- …3 or more years of extensive industry experience + Securities license preferred ( Series 7 or 6 ) + Knowledge of retail client onboarding/new account process, ... and advisory products + Possess a high degree of self-confidence, work independently and have rapid decision-making ability. Must demonstrate strong and analytical and organizational skills. + Demonstrate ownership and follow through when reviewing workflows,… more