- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- JPMorgan Chase (Irvington, NY)
- …or foreign equivalent. + The Securities Industry Essential (SIE) exam, FINRA Series 6 , state registration (including 63 if required), and Life licenses are ... minimum requirements. All unlicensed applicants must obtain their licenses through JPMC's licensing program within 180 days of hire, study materials and support provided. + Ability to work branch hours including weekends and some evenings. **Preferred… more
- BMO Financial Group (New York, NY)
- …best execution/order handling, and Market Access. + Strong knowledge of applicable securities laws, rules and regulations with the ability to assess firm impact. ... Series 7, 63, 24 a plus. + Typically minimum of 6 years of relevant experience and post-secondary degree in related field of study or an equivalent combination… more
- Janus Henderson Investors (New York, NY)
- …field experience in financial services industry + Bachelor's Degree or equivalent required + Series 6 , 7 and 63 licenses required + Great interpersonal skills ... of our Investment Advisory Code of Ethics related to personal securities activities and other disclosure and certification requirements, including past political… more
- DuPont (Buffalo, NY)
- …and everyday life. As a participant in the program, you will undergo a series of immersive assignments in Supply Chain, which will take place across different ... majors. + GPA of 3.0 or higher (out of 4.0 scale). + Minimum of 6 months of paid co-op or internship equivalent experience in supply chain, procurement, logistics,… more
- DuPont (Buffalo, NY)
- …their contributions. As a participant in the program, you will undergo a series of immersive assignments which will take place across different locations and ... or higher on a 4.0 scale. + Minimum of 6 months of paid co-op or internship equivalent experience...effectiveness of Form 10 registration statements with the US Securities and Exchange Commission, applicable regulatory approvals, and satisfactory… more
- Guardian Life (New York, NY)
- …3 or more years of extensive industry experience + Securities license preferred ( Series 7 or 6 ) + Knowledge of retail client onboarding/new account process, ... and advisory products + Possess a high degree of self-confidence, work independently and have rapid decision-making ability. Must demonstrate strong and analytical and organizational skills. + Demonstrate ownership and follow through when reviewing workflows,… more
- ADP (Melville, NY)
- …+ Securities Industry Essentials (SIE) and Financial Industry Regulatory Authority (FINRA) Series 6 and 63 licensing is a plus; candidates with great sales ... acumen will be considered pending appropriate licensing within the first 45 days of employment. **YOU'LL LOVE WORKING HERE BECAUSE YOU CAN:** + **Be yourself** in a culture that values equity, inclusion, and belonging and creates a safe space for diverse… more