- First Horizon Bank (Greensboro, NC)
- …functions.** + Bachelor's Degree Required + Ability to maintain proper licenses including Series 7, Series 66, the Securities Industry Essentials (SIE) ... and parental leave* Tuition reimbursement* Mentor program* 401(k) with 6 % match* More -- FirstHorizon.com/First-Horizon-National-Corporation/Careers/Our-Benefits **Follow Us** Facebook (https://www.facebook.com/FirstHorizonBank)… more
- Equitable (Charlotte, NC)
- …and Benefits: Equitable Total Rewards Program **Qualifications** Minimum Qualifications: + Bachelor's degree + FINRA Series 6 or 7 and 26 or 24 + 7 years of ... follow the organization-specific policies and guidelines, affecting business practices. ** Securities Laws and Regulations (SLR) Compliance:** Knowledge of … more
- Wells Fargo (Charlotte, NC)
- …or other long-term incentive awards. Job Expectations: + Registration for FINRA exams including Securities Industry Essentials (SIE), Series 63 and Series 79 ... has a genuine interest in learning and growth Required Qualifications: + 6 + months of Corporate Banking Portfolio Management experience, or equivalent demonstrated… more
- Huntington National Bank (Winston Salem, NC)
- …FINRA Licenses (required): Candidate must have 3 of the following 5 licenses in an active status: Series 6 or 7; Series 63 or 66; State Life and Health ... Insurance License; SIE - Securities Industry Essentials. If the candidate does not already have the required 5 licenses, but at least 3 of them, the candidate must… more
- Raymond James Financial, Inc. (Charlotte, NC)
- …degree from college or university in related field and a minimum of six ( 6 ) years of Administrative Manager experience in the financial services industry OR an ... that an exemption or grandfathering cannot be applied. + Series 7, 9 & 10 required. + Series...as required by state. + Ability to obtain additional securities and advisory state registrations if required by state.… more
- Truist (Charlotte, NC)
- …for the mass affluent market. 4. A minimum of Securities Industry Essentials (SIE), FINRA Series 6 or 7, 66 (63 and 65 in lieu of 66) and applicable ... portfolio. Serve as an advocate for clients with the IRM partners. 6 . Establish and maintain mutually beneficial business relationships with external centers of… more
- Wells Fargo (Charlotte, NC)
- …to support you through your intern experience. + **Benefit from a virtual speaker series :** Wells Fargo's top leaders provide insight into how to make the most of ... moderate in size and organization span. **Required Qualifications:** + 6 + months of work experience, or equivalent demonstrated through...subject to compliance with 17 CFR 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article… more
- JPMorgan Chase (Greensboro, NC)
- …or foreign equivalent. + The Securities Industry Essential (SIE) exam, FINRA Series 6 , state registration (including 63 if required), and Life licenses are ... minimum requirements. All unlicensed applicants must obtain their licenses through JPMC's licensing program within 180 days of hire, study materials and support provided. + Ability to work branch hours including weekends and some evenings. **Preferred… more