- US Bank (Sacramento, CA)
- …in a financial sales position, preferably working with the affluent client segment - FINRA Series 7 , 63, 65 or 66 license, and applicable state insurance license ... Preferred Skills/Experience - Considerable knowledge in financial planning, including but not limited to goals based planning, asset allocation, retirement planning, and education funding - Considerable knowledge of the securities industry, including US… more
- JPMorgan Chase (Los Angeles, CA)
- …experience in Private Banking or Financial Services + Bachelor's Degree required + Series 7 , 66 unlicensed candidates considered, but required to obtain licenses ... within 90 days of start date + Proven sales success and strong business acumen + Strong teamwork and ability to work in fast paced environment + Experience or demonstrated understanding of Investments, Credit and Banking concepts + Focused on the client… more
- Robert Half Finance & Accounting (Walnut Creek, CA)
- …wealth management setting. + Working knowledge of financial products and services. + FINRA licenses ( Series 7 and 66) are a plus but not required. Excited about ... this role? We'd love to hear from you! Apply today and send your resume via LinkedIn to Jonathan Christan (JC) del Rosario - let's explore how this opportunity could be the right fit for your next career move. Robert Half is the world's first and largest… more
- HSBC (San Francisco, CA)
- …with Compliance, Credit & Risk and Internal Control to ensure a balanced risk operating environment + Series 7 , 63, 65 or 66 (in lieu of 63 and 65), Life and ... Health insurance licenses required + Mandarin and/or Cantonese language In compliance with applicable laws, HSBC is committed to employing only those who are authorized to work in the US Applicants must be legally authorized to work in the US as HSBC will not… more
- JPMorgan Chase (San Francisco, CA)
- …Border Asia Market * Mandarin and/or Cantonese oral and written required * Series 7 , 66 licenses required for position; unlicensed candidates considered, but ... required to obtain licenses within 90 days of start date * Available to travel internationally to serve off-shore international clients * Strong community presence with an established network * Experience or demonstrated understanding of investments, wealth… more
- US Bank (Rancho Palos Verdes, CA)
- …related experience in a financial sales or wealth position - Will need FINRA Series 7 , 65 or 66 and state insurance licenses. Preferred Skills/Experience - ... Basic knowledge of the securities industry and markets - Well-developed analytical and decision-making skills to provide customized investment and financial planning advice - Effective interpersonal, verbal and written communication skills - Proficient with… more
- US Bank (Irvine, CA)
- …- Five or years of experience in the financial services industry - Active FINRA Series 7 , 24, 53, 63 and 65/66 licenses and state insurance licenses **Preferred ... Skills/Experience** - Demonstrated ability to manage multiple tasks and projects effectively under tight deadlines - Strong critical thinking and problem solving skills with minimal oversight - Well developed analytical and sound decision making capabilities -… more
- City National Bank (Beverly Hills, CA)
- …generation and organization experience * 1 to 2 years to complete licensing: Series 7 , 66 * Master financial modeling system *Compensation* Starting base ... salary: $65,296 - $104,304 per year. Exact compensation may vary based on skills, experience, and location. This job is eligible for bonus and/or commissions. **To be considered for this position you must meet at least these basic qualifications* The preceding… more
- City National Bank (Los Angeles, CA)
- …Dealer * 5 or more years of management and/or supervisory experience * FINRA Series 7 , 66, and 24 *Additional Qualifications* * Bachelor's degree in Business, ... Finance, or related area or equivalent experience preferred. * Knowledge of Equities, Mutual Funds, Fixed Income, Retirement Accounts, CDARS, 529 Plans, and CNS Advisory accounts including Single-Strategy and Multi-Strategy investment models. * Thorough… more
- MUFG (Los Angeles, CA)
- …with S&P Capital IQ, Pitchbook, Salesforce CRM and online data room platforms + FINRA Series 7 , 63 or 79 license **Compensation & Benefits:** The typical base ... pay for this role is $170K. Depending on corporate title, role in the transaction, productivity, and type of incentive payout, participants can be eligible for compensation that includes a guaranteed salary against the variable incentive amount, that can range… more