- Bank of America (Monterey, CA)
- …investing and giving they need to remain vibrant and vital. **Required Qualifications:** + **Currently holds Series 7 & 66 (63 & 65 in lieu of 66) licenses.** + ... Two years' experience working in the financial service industry and/or a sales environment where goals were met or exceeded. + Minimum of one year experience in the investments industry, including investment training and in-depth knowledge of investment… more
- CIBC (Newport Beach, CA)
- …including MBA, JD, formal credit training, CFP, CFA, CTFA or CPA preferred. + Series 7 , 63 and 65, or 66, will not be held or required. California residents ... - your privacy rights regarding your actual or prospective employment (https://us.cibc.com/en/about-us/california-consumer-privacy-act-employment.html) At CIBC, we offer a competitive total rewards package. This role has an expected salary range of $235,000 -… more
- Charles Schwab (Newport Beach, CA)
- …**qualifications** + Bachelor's degree or equivalent work-related experience + Active and valid FINRA Series 7 , 9/10 and 63 licenses + 3+ years' experience with ... customer service + 3-5 years in a security/financial services capacity **Preferred** **qualifications** + Notary + 2+ years' experience in a management/supervisory capacity + Outstanding written and oral communication skills Previous experience in a direct… more
- JPMorgan Chase (San Francisco, CA)
- …experience in Private Banking or Financial Services + Bachelor's Degree required + Series 7 , 66 and Insurance licenses required for position; unlicensed ... candidates considered, but required to obtain licenses within 90 days of start date JPMorganChase, one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small businesses and many of the world's most prominent… more
- Bank of America (Chico, CA)
- …(SIE) + 4+ years of progressive professional and/or military experience + Ability to obtain Series 7 and 66 licenses within allotted program time + Is a ... self-starter who efficiently manages time and capacity + Sets and accomplishes goals, achieving whatever one sets their mind to + Builds and nurtures strong relationships + Collaborates effectively with others to get things done + Communicates effectively and… more
- Citigroup (Downey, CA)
- …team player able to work without direction . Securities Industry Essentials - SIE, Active Series 7 , 66 (or 63 and 65) licenses . Group 1 Insurance License ... . This position requires the employee to register as a mortgage loan originator with the Nationwide Mortgage Licensing System and Registry ("Registry") and obtain a unique identifier from the Registry before referring interested clients to Citibank for their… more
- Bank of America (Beverly Hills, CA)
- …may result in disciplinary action up to and including termination. **Required Qualifications:** + Series 7 , 63/65 or 66 or equivalent; must obtain all state ... registrations held by the Financial Advisor(s) and Advisor Team(s) they support + SAFE ACT Registration; ADV-2B Required + Maintain at least one firm approved designation + Demonstrated expertise and impact in at least two of the following specialized… more
- BMO Financial Group (Los Angeles, CA)
- …knowledge of rules & regulations governing FDIC insured and non-FDIC investment products. + Series 7 , 63 and 65/66 licenses. + Insurance sales license. + Expert ... or accountabilities may be assigned as needed. **Qualifications:** + Typically, between 7 -10 years of relevant experience and post-secondary degree in related field… more
- Citigroup (Los Angeles, CA)
- …Private Bank banking and product systems, platforms, tools and capabilities. + Series 7 & 66 Required **Education:** + Bachelor's/University degree, Master's ... degree preferred **Job Family Group:** Private Client Coverage **Job Family:** Private Banker **Time Type:** Full time **Primary Location:** Los Angeles California United States **Primary Location Full Time Salary Range:** $200,000.00 - $300,000.00 In addition… more
- Thrivent Financial (Lakewood, CA)
- …securities licensed, or insurance licensed. Depending on role, the associate must be: + Securities registered ( series 7 & 66 or 6 & 63) or be willing to do so ... within 120 days of hire/contract. + Appropriately insurance licensed/appointed for sale of all life/health and variable products + Must be securities registered/insurance licensed/appointed in all states in which the candidate will be doing support work for t… more