- JPMorgan Chase (Palo Alto, CA)
- …and works in the clients' best interest **Preferred qualifications, capabilities, and skills:** + Series 7 & 66 required or must be fulfilled within 90 days ... of assuming role) + Strong working knowledge of Microsoft Office suite + Experience with financial planning software a plus FEDERAL DEPOSIT INSURANCE ACT: This position is subject to Section 19 of the Federal Deposit Insurance Act. As such, an employment offer… more
- Bank of America (Bakersfield, CA)
- …development needed to continue a successful career as a Financial Advisor Required Skills: + FINRA Series 7 & 66 (63 & 65 accepted, in lieu of 66) registrations ... required with 5+ years' experience + Established and portable practice with a minimum of $1MM in production + Experience managing client portfolios and driving growth + Proven relationship building and business development skills Desired Skills: + Bachelor's… more
- Citigroup (Los Angeles, CA)
- …**Education:** + Bachelor's/University degree, Master's degree preferred + Licenses: FINRA Licensed Series 7 , 63/ 66 **Job Family Group:** Private Client ... Coverage **Job Family:** Private Banker **Time Type:** Part time **Primary Location:** 300 SOUTH GRAND AVENUE LOS ANGELES **Primary Location Full Time Salary Range:** $200,000.00 - $300,000.00 In addition to salary, Citi's offerings may also include, for… more
- Aristotle Capital Management (Los Angeles, CA)
- …preferably with a major in Finance, Business, Economics, Mathematics, or Accounting. + Series 7 and 66 licenses preferred, or willingness to obtain. + ... Progress towards CFA designation is preferred. + Proficiency in Microsoft Office Suite and Power BI. + Expertise in Microsoft Excel and other technical tools, with strong mathematical and quantitative skills. + Working knowledge and experience with a variety… more
- Umpqua Bank (Irvine, CA)
- …CIMA, CPWA, ChFC, CTFA, CPA, CFA, CWS or AWMA, any one certification, preferred. + ( Series 7 , 66 (or 63 and 65)). Insurance licensed, preferred. + Occasional ... travel. **Job Location(s):** This posting is part of an evergreen requisition; we are actively seeking talent for current and upcoming opportunities in this market. While this requisition serves to build a talent pipeline, we currently have immediate openings… more
- JPMorgan Chase (San Francisco, CA)
- …strong focus on organization will be critical. Required qualifications, capabilities, and skills : + Series 7 & 63 license + Team player: work well in small ... groups, partner well with internal teams + Deep knowledge of global markets + Critical thinking skills and willing to drive trade concepts and themes for investor clients + Effective communicator + Strong proficiency in Bloomberg, Microsoft Excel, Word and… more
- Thrivent Financial (Costa Mesa, CA)
- …as you obtain your state insurance licenses (life, health & variable contracts), Series 7 and 66 registrations, and complete Thrivent's comprehensive advisor ... onboarding program. After onboarding, you'll have control over the income you earn, as you'll be paid through commissions and incentives based on your success. As a Thrivent Financial advisor, you will: + Build a financial practice guiding Christians on their… more
- MUFG (Los Angeles, CA)
- …environment + Proactive attitude accustomed to taking initiative and solving problems + FINRA Series 7 , 63 or 79 license **Compensation & Benefits:** The typical ... base for this role is $ 275,000 depending on job-related knowledge, skills, experience, and location. Depending on corporate title, role in the transaction, productivity, and type of incentive payout, participants can be eligible for compensation that includes… more
- Bank of America (San Francisco, CA)
- …Investments Management + Customer Service Management + Process Simplification **Required Qualifications:** + Series 7 , 63/65 or 66 or equivalent; must obtain all ... state registrations held by the Financial Advisor(s) and Advisor Team(s) they support + SAFE ACT Registration; ADV-2B Required + Maintain at least one firm approved designation + Possess and demonstrate strong communication skills + Ability to lead through… more
- Citigroup (San Francisco, CA)
- …products, derivatives, credit, cash management, trade, finance and securities products + Series 7 and 63 preferred **Education:** + Bachelor's degree/University ... degree or equivalent experience + Master's degree preferred This job description provides a high-level review of the types of work performed. Other job-related duties may be assigned as required. **Job Family Group:** Institutional Banking **Job Family:**… more