- City National Bank (Los Angeles, CA)
- …of investment related experience * Minimum 3 years experience in investment sales * FINRA Series 7 and 63 and 65 or 66 * California Insurance License *Additional ... CFP, JD/LLM, CIMA or Cannon Certified Wealth Strategist designation. * FINRA Series 7 and 63 securities licenses and state insurance license required. * CFP… more
- US Bank (San Diego County, CA)
- …experience in a financial sales position, preferably working with the affluent client segment + FINRA Series 7 and 66 or, Series 7 and 63/65 combination ... and applicable state insurance license Preferred Qualifications + Extensive knowledge in financial planning, including but not limited to goals-based planning, asset allocation, retirement planning, and education funding + Extensive knowledge of the securities… more
- Bank of America (Los Angeles, CA)
- …negotiating with a team of bank associates to solve client problems. + Securities Industry Essentials (SIE), Series 7 & 63 (Must obtain SIE, series 7 & ... 63 license within 180 days of start date) _The following laws or regulations restrict or prohibit the hiring of individuals with certain specified criminal history for the position: FDIC_ **Shift:** 1st shift (United States of America) **Hours Per Week:** 40… more
- JPMorgan Chase (San Ramon, CA)
- …and foster team culture **Required qualifications, capabilities, and skills** + A valid and active Series 7 license is required or may be obtained within a 60 ... a valid and active Securities Industry Essential (SIE) exam + A valid and active Series 66 (63/65), and Life and Health Insurance license must be obtained within 60… more
- Charles Schwab (Irvine, CA)
- …for you. **What you have** **Required Qualifications** + Bachelor's degree + Active FINRA Series 7 license + (May be obtained with a 120-day condition of ... current CFP(R) designation or CFA(R) designation holders, verified before hire) + Active FINRA Series 66 license + (May be obtained within the first 120 days) +… more
- Bank of America (Los Angeles, CA)
- …Industry licenses, where you receive dedicated study time for your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtain your ... licenses, you will be taught the foundational skills needed to be an advisor - from acquiring, building and managing client relationships to considering a client's complex financial picture and guiding them with advice and solutions to help them live their… more
- Charles Schwab (Walnut Creek, CA)
- …**What you have** **What you have** **Required Qualifications:** + A valid and active Series 7 license is required (license may be obtained under a condition ... of employment through Branch Network Licensing Program) + A valid and active Series 66 (63/65) license required (license(s) may be obtained under a condition of… more
- Citigroup (Newark, CA)
- …Required current US FINRA Registration: SIE, Series 6, 63, and 65 OR Series 7 and 66 or equivalent. + Must meet ALL US FINRA Registration requirements within ... 150 days of starting in the role. + Insurance Group 1 required. + Must meet ALL Insurance Group 1 requirements within 150 days of starting in the role. + This position requires the employee to register as a mortgage loan originator with the Nationwide Mortgage… more
- JPMorgan Chase (Irvine, CA)
- …bespoke solutions and exceptional client service. + The Securities Industry Essential (SIE) exam, FINRA Series 7 , and FINRA Series 66 (or 63 and 65) are ... minimum requirements. All unlicensed applicants must obtain their licenses through JPMC's licensing program within 150 days of hire, with study materials and support provided. **Preferred qualifications, capabilities, and skills** + Hold a college degree or… more
- JPMorgan Chase (Temecula, CA)
- …Advisor team + Ability to travel 50% of the time + A valid and active FINRA Series 7 , 66 (or equivalent) is required + A valid and active FINRA Series ... 9/10 (or equivalent) is required and must be obtained or retained within a 60 day condition of employment + Proven ability to recruit, source and attract internal and external Advisor talent by building and maintaining personal network of contacts + High… more