- Charles Schwab (San Francisco, CA)
- …in Schwab Wealth Advisory. **What you have** **Required Qualifications** **:** + Active and valid FINRA Series 7 + Active and valid FINRA Series 66 (may be ... obtained with a 120-day COE) + 1-3 years of experience in the financial services industry + Bilingual proficiency in English and Mandarin is required **Preferred Qualifications** **:** + Experience servicing high net worth clients + Bachelor's Degree **In… more
- Charles Schwab (Indian Wells, CA)
- …skills include: + Bachelor's degree or equivalent work-related experience + A valid and active Series 7 license required + A valid and active Series 66 ... (63/65) license required (may be obtained within a 120 day condition of employment) + A valid and active Life and Health Insurance license is required (may be obtained within a 120 day condition of employment) + Certified Financial Planner (CFP) certification… more
- Charles Schwab (Irvine, CA)
- …the role for you. **What you have** **Required Qualifications:** + A valid and active Series 7 license is required ( _license may be obtained under a condition ... of employment through Branch Network Licensing Program_ ) + A valid and active Series 66 (63/65) license required ( _license(s) may be obtained under a condition of… more
- Wellington (San Francisco, CA)
- …+ Strong ability to easily establish and maintain relationships + Ability and desire to learn + Series 6 & 63 Series 7 + Proficient in Salesforce, Excel, and ... Director will live within the territory. **QUALIFICATIONS** + Bachelor's degree + 7 -10 years of demonstrated success in external sales with financial advisors and… more
- TD Bank (San Francisco, CA)
- …**Education & Experience:** + Undergraduate degree in Business (Accounting or Finance) or Mathematics/Economics + Series 7 , 79 and 63 + 5- 7 Years of related ... skills + Bachelor's degree from a leading university, MBA is a plus + Series 79 and 63 The VP Investment Banking TDS provides professional level of expertise… more
- Bank of America (Oxnard, CA)
- …of client needs and potential product services recommended **Required** **Qualifications** : + Currently holds Series 7 & 66 (63 & 65 in lieu of 66) licenses. If ... be extended with the condition that a passing score is received for the missing series within 60 days. + Has at least one year experience in the investments… more
- Equitable (Los Angeles, CA)
- …or equivalent skills and work experience + **Licensing** : State Life & Health, SIE, Series 7 , Series 66 + **Personal Attributes** : values-driven with a ... track record of success and accomplishment + **Communication Skills** : excellent interpersonal and communication abilities with strong self-confidence + **Mindset** : entrepreneurial spirit with a desire to positively impact others' lives + **Collaboration**… more
- JPMorgan Chase (Los Angeles, CA)
- …Strong oral and written communication skills + FINRA General Securities Representative Exam (ie Series 7 ) and Uniform Securities Agent State Law Examination (ie ... Series 63) required (may take these exams after commencement of employment) JPMorganChase, one of the oldest financial institutions, offers innovative financial… more
- JPMorgan Chase (Irvine, CA)
- …financial goals. **Required qualifications, capabilities, and skills:** + * A valid and active Series 7 + * A valid and active Series 66 (63/65) license is ... required or ability to obtain within 60 days of starting in the role as a condition of employment + * This role requires you to be licensed in all states **Preferred qualifications, capabilities, and skills:** + * At least 3 years of relevant financial… more
- Navy Federal Credit Union (San Diego, CA)
- …and/or internal audits. + Perform other duties as assigned or appropriate Qualifications + FINRA Series 7 and combination of NASAA Series 63/65 or 66 ... registration required + Life & Health Insurance License preferred (or the ability to obtain within 90 days of hire) + Effective analytical, decision-making, problem-solving and organizational skills Exercises initiative using good judgment to make sound… more