- JPMorgan Chase (Irvine, CA)
- …experience in Private Banking or Financial Services + Bachelor's Degree required + Series 7 and 66 licenses required for position; unlicensed candidates ... considered, but required to obtain licenses within 90 days of start date + Proven sales success and strong business acumen + Strong community presence with an established network + Experience or demonstrated understanding of investments, wealth planning,… more
- Citigroup (San Francisco, CA)
- …team player able to work without direction + Securities Industry Essentials - SIE, Active Series 7 , 66 (or 63 and 65) licenses + Group 1 Insurance License ... + This position requires the employee to register as a mortgage loan originator with the Nationwide Mortgage Licensing System and Registry ("Registry") and obtain a unique identifier from the Registry before referring interested clients to Citibank for their… more
- JPMorgan Chase (San Francisco, CA)
- …and skills: + 5 plus years' experience in Financial Services industry + FINRA Series 7 and 66 licenses required + Bachelor's degree required + Proven ... ability to be a self-starter, act as an end-to-end owner of tasks and work independently in a fast-paced environment + Proactively identify and delivery appropriate solutions that address the needs of our clients + Ability to communicate effectively with… more
- HSBC (Irvine, CA)
- …market developments, and of external regulatory framework relevant to wealth management + Series 7 , 66 (or 63 and 65), Life and Health insurance ... licenses required + Language: Mandarin required, Cantonese is preferred + Bachelor's degree in Business, Finance, related field or equivalent experience In compliance with applicable laws, HSBC is committed to employing only those who are authorized to work in… more
- Charles Schwab (Walnut Creek, CA)
- …Schwab. **What you have** **Required Qualifications** + Bachelor's degree + Active and valid FINRA Series 7 & 66 (license(s) may be obtained under a condition of ... employment) + 10 years of experience in business development and relationship management with a proven record of success + 10 years of experience with wealth management - financial planning and investment planning **Preferred Qualifications** + CFP(R)… more
- Wells Fargo (Los Angeles, CA)
- …financial markets, banking, or financial services industry. **JOB EXPECTATIONS:** + Registration for FINRA Series 7 must be completed within 90 days of hire date ... if it is not available for transfer upon hire. FINRA recognized equivalents will be accepted. + Registration for Securities Industry Essentials (SIE) exam must be completed within 90 days of hire date if it is not available for transfer upon hire. FINRA… more
- Bank of America (San Jose, CA)
- …Investment Management + Referral Identification + Preferred CRPC designation **Required Qualifications:** + Series 7 , 63/65 or 66 or equivalent; must obtain all ... state registrations held by the Financial Advisor(s) and Advisor Team(s) they support + SAFE ACT Registration; ADV-2B Required + CFP(R) or CPWA(R) designation and/or maintain at least one firm approved designation + Understanding of how to deliver a strong… more
- Bank of America (Newport Beach, CA)
- …Investments Management + Customer Service Management + Process Simplification **Required Qualifications:** + Series 7 , 63/65 or 66 or equivalent; must obtain all ... state registrations held by the Financial Advisor(s) and Advisor Team(s) they support + SAFE ACT Registration; ADV-2B Required + Maintain at least one firm approved designation + Possess and demonstrate strong communication skills + Ability to lead through… more
- Wells Fargo (Los Angeles, CA)
- …education + US only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7 and 63 examinations (or FINRA recognized equivalents) ... sufficient to qualify for immediate FINRA registration **Desired Qualifications:** + Brokerage client support experience + Administrative support experience in financial services + Experience interacting directly with customers + Intermediate Microsoft Office… more
- Robert Half Finance & Accounting (Walnut Creek, CA)
- …or wealth management firm. + Knowledge of financial products and services. + FINRA Series 7 and 66 licenses preferred but not required. + Bilingual abilities ... are a plus. Excited about this role? We'd love to hear from you! Apply today and send your resume via LinkedIn to Jonathan Christan (JC) del Rosario - let's explore how this opportunity could be the right fit for your next career move. Robert Half is the… more