- Fisher Investments (Anna Maria, FL)
- …working in financial services FINRA Series 65 or a combination of FINRA Series 7 and 66 preferred Multi-year track record of success driving results Success ... persuading and educating prospects Compensation: This role offers uncapped performance-based compensation with the possibility of a 6-figure income Why Fisher Investments: We work for a bigger purpose: bettering the investment universe. We take great pride in… more
- Amerant Bank (Coral Gables, FL)
- …Requirements:Bachelor's degree in finance, business administration, economics or JD or Law Degree. FINRA Series 7 and Series 66 a plus. A masters' degree ... or other well-known professional certification such as TEP, CFA, CFP are desired. Minimum Work Experience Requirements:At least 15 years of relevant experience managing a book of business from international customers primarily in the LATAM.Technical and/or… more
- TradeStation (Plantation, FL)
- …CompTIA Core Certification (IT Fundamentals, A+, Network+, Security+) Securities Industry qualifications: Series 7 , 63 & 3What We Offer: Collaborative work ... environment Competitive Pay Yearly bonus and generous 401k plan Comprehensive benefits for you and your family starting Day 1, including a Veterinary Discount Plan! Generous Paid Time Off plans Flexible working environment TradeStation Account employee… more
- TradeStation (Plantation, FL)
- …covering financial institutions (Family Offices, Asset Managers, Hedge Funds, RIAs, etc.) SIE, Series 7 , 63, and 3 required Experience running the full sales ... cycleWhat We Offer: Collaborative work environment Competitive compensation structure Generous 401k plan Comprehensive benefits for you and your family starting day 1 Flexible working environment TradeStation Account employee benefits, as well as full access… more
- Amerantbank (Miramar, FL)
- …techniques (supervised, unsupervised, classification, regression, decision analytics, time- series , Bayes, forecast, among other predictive modeling methodologies). ... responsibility for the respective Data Domain. Minimum Work Experience Requirements: 7 + in Analytics and/or Business Intelligence3+ years in Managerial Positions5+… more
- TradeStation (Plantation, FL)
- …Knowledge of practices and procedures used in the securities industry FINRA Registrations 7 , 63, and 24 required Desired Qualifications: Series 3 and 4 ... a plus or be obtained within 90 days for new hireWhat We Offer: Collaborative work environment Competitive Pay Yearly bonus and generous 401k plan Comprehensive benefits for you and your family starting Day 1 Unlimited Paid Time Off Flexible working… more
- Ally (Tallahassee, FL)
- …are: 7 :00-4:00, 8:00-5:00 or 9:00-6:00 EST **The Skills You Bring** * Knowledge: FINRA Series 7 & 63 or 66 licenses required. * 1-5 years of prior investment ... and procedures/guidelines. * Proven expertise in Microsoft Desktop Operations systems (Windows 7 , WindowsXP, Mac OS X). * Proven experience in desktop trading tools.… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …SIE required provided that an exemption or grandfathering cannot be applied. * Series 7 and 63 Licenses required. **Job:** Customer Service **Primary Location:** ... US-FL-St. Petersburg-Saint Petersburg **Other Locations:** US-TN-Memphis-Memphis **Organization** Private Client Group **Schedule** Full-time **Job Shift** Day Job **Travel** Yes, 10 % of the Time **Req ID:** 2401875 more
- Bank of America (Jacksonville, FL)
- …with terms and conditions set forth in the offer letter.** **You must achieve your SIE, Series 7 and Series 63 licensing with 240 days of your start ... need to successfully obtain your industry licenses (Security Industry Essentials SIE, Series 7 , and Series 63 licensing). These credentials along with your… more
- Wells Fargo (Estero, FL)
- …moderately complex to complex client needs + May study and test for additional licenses ( Series 7 and Series 66) once the minimum licensing requirements are ... financial services products and services + Successfully completed FINRA Series 6 and 63 exams (or recognized FINRA equivalents)...practices risk management culture + Current registration for FINRA Series 6 and Series 63 (or FINRA… more
