- Raymond James Financial, Inc. (St. Petersburg, FL)
- …SIE required provided that an exemption or grandfathering cannot be applied. + FINRA Series 7 License. **Travel** **Travel Required:** Yes, 75 % of the Time ... **Job Summary:** The primary objective of this role is to drive the growth of institutional assets under management across all investment products, sourced from US investment consulting firms, with a particular focus on firms located in the Central and Eastern… more
- Wells Fargo (St. Petersburg, FL)
- …experience, education + US only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7 , 9/10, 63 and 65 (or 66) (or FINRA recognized ... equivalents) sufficient to qualify for immediate FINRA registration **Desired Qualifications:** + Experience partnering with business, compliance and operational partners to address concerns, resolve complex issues and provide solutions + Ability to exercise… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …preferred + Certified Sanctions Specialist preferred + Regulatory industry license (eg, FINRA SIE, Series 7 ) preferred. **Travel Required** + Yes, 20 % of the ... The Director of Quality Assurance & Control covering Anti-Money Laundering (AML) & Financial Crimes Management (FCM) is responsible for leading a team of managers who oversee Quality Assurance (QA) and Quality Control (QC) professionals reviewing and… more
- PNC (Fort Lauderdale, FL)
- …may be considered. **Education** Bachelors **Certifications** No Required Certification(s) **Licenses** FINRA Series 7 and 66 (or 63,65) required. Life and ... Health Insurance required. **Benefits** PNC offers a comprehensive range of benefits to help meet your needs now and in the future. Depending on your eligibility, options for full-time employees include: medical/prescription drug coverage (with a Health… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …+ SIE preferred, provided that an exemption or grandfathering cannot be applied. + Series 7 , 66, 24 Required within 18 or a maximum of 24 ... months of hire, or an agreed upon timeframe with management more
- Bank of America (St. Petersburg, FL)
- …investing and giving they need to remain vibrant and vital. **Required Qualifications:** + **Currently holds Series 7 & 66 (63 & 65 in lieu of 66) licenses** + ... Two years' experience working in the financial service industry and/or a sales environment where goals were met or exceeded + Minimum of one year experience in the investments industry, including investment training and in-depth knowledge of investment… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and/or training approved by Human Resources. **Licenses/Certifications: SIE not required + Series 7 securities license preferred + Completion of formal credit ... training preferred + NMLS required **Travel Required:** + **Yes** , 10 % of the Time more
- Bank of America (Naples, FL)
- …the Market Executive would also be supported by a local Business Support Manager. Series 7 , 63, 65 or 66, and 24 required. **Responsibilities:** * Drive ... Responsible Growth in the Market: o Delivers on key business and financial metrics o Drives an integrated culture of responsible growth across all roles o Executes against Private Bank strategy and priorities, tailored to local market dynamics and competitor… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …experience and/or training approved by Human Resources. **Licenses/Certifications** + SIE, Series 7 , CIA, CPA, or CISA Auditing Certification(s) preferred ... Manages the work of other auditors to conduct operational audits and develop risk profiles in a variety of functional areas. Leads large or multiple projects with significant scope and impact. Leverages available technology and analytic approaches in… more
- JPMorgan Chase (Miami, FL)
- …understanding of investments, wealth planning, credit and banking concepts + Required Licenses: Series 7 and 66 (or 63 and 65). Unlicensed candidates considered, ... but required to obtain licenses within 150 days of start date **Preferred qualifications, capabilities, and skills** + A bachelor's degree + Experience cultivating relationships through delivering Home or Business lending needs **FEDERAL DEPOSIT INSURANCE… more