- Raymond James Financial, Inc. (St. Petersburg, FL)
- …SIE required provided that an exemption or grandfathering cannot be applied. + Required to have a Series 7 , 9, 10 and 63 + Series 24, 53 and 4 can be used ... and/or training approved by Human Resources. **Licenses/Certifications:** + Appropriate series license(s) for assigned functional area preferred or the...instead of the 9 and 10 + Series 66 can be used instead of… more
- Bank of America (Boca Raton, FL)
- …FSA Stage I must have a general awareness of core banking and investment solutions. Required Skills: Series 7 & 66 must be obtained within 120 days; Series ... 7 and Series 66 (63 & 65 accepted, in lieu of 66, if previously held) is required for FSA Stage I role; Communicate effectively; Strong computer skills with an ability to multitask in a fast paced environment; Ability to adapt and seek solutions for… more
- Citigroup (Jacksonville, FL)
- …to banking and /or investment operations - including placing unsolicited securities trades ( Series 7 & 63 required). + Ensures customer claims and complaints ... of Microsoft Office (Excel, Outlook, and Word) preferred. + US Registered FINRA Series 7 & 63 Required. In addition, Series 66/65 preferred **Education:** +… more
- Citigroup (Jacksonville, FL)
- …to banking and /or investment operations - including placing unsolicited securities trades ( Series 7 & 63 required). + Ensures customer claims and complaints ... of Microsoft Office (Excel, Outlook, and Word) preferred. + US Registered FINRA Series 7 & 63 Required. In addition, Series 66/65 preferred **Education:** +… more
- Charles Schwab (Orlando, FL)
- …Bilingual (English & Spanish) + Prior experience supporting international clients + Active FINRA Series 7 license (May be obtained with a 120-day condition of ... CFA(R) designation holders, verified before hire + Active FINRA Series 66 license (May be obtained within the first...in reading, writing and speaking is preferred + FINRA Series 9 & 10 licenses preferred + Superior relationship… more
- Charles Schwab (Sarasota, FL)
- …Qualifications:** + Bachelor's degree or equivalent work-related experience + A valid and active Series 7 license required + A valid and active Series ... be obtained within a 90 day condition of employment) + A valid and active Series 9/10 (8) license required (may be obtained within a 90 day condition of employment)… more
- TD Bank (Doral, FL)
- …degree strongly preferred + 2+ years of providing advice, planning and investment sales + SIE, Series 7 , Series 63 required + Required to have L&H and ... Series 66 (or equivalent) or the ability to obtain all within the Licensing and Registration Schedule Self-directed, with strong ability to plan own activities to… more
- Charles Schwab (Boca Raton, FL)
- …**qualifications** + Bachelor's degree or equivalent work-related experience + A valid and active Series 7 license required + A valid and active Series ... 63 license required + A valid and active Series 9/10 (8) license required (may be obtained within a 90 day condition of employment) + 3+ years' experience with… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …* SIE is required, provided that an exemption or grandfathering cannot be applied. * FINRA Series 7 required. * FINRA Series 66 or 63 & 65 required. ... * Insurance License required. * FINRA Series 24 or 9/10 preferred. more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …~ + An equivalent combination of experience, education, and/or training. **Licenses/Certifications** + Series 7 Required, Series 9/10 or 24 license preferred ... + Appropriate series license(s) for assigned functional area preferred or the ability to obtain within an established timeframe. + Additional licenses/certifications demonstrating the candidate's knowledge/expertise in industry regulation and concepts… more