- Regions Bank (The Villages, FL)
- …Standards act and is not eligible for overtime pay. This position is incentive eligible. **Requirements** + Series 7 + Series 63 & 65 or Series 66 + ... Life Insurance License must be obtained within 60 days from employment start date **Preferences** + Bachelor's degree + Certified Financial Planning, Chartered Financial Consultant and Certified Retirement Specialist + Two (2) years of Financial Advisory… more
- Truist (Weston, FL)
- …and attributes of annuity products. 5. FINRA SIE, Financial Industry Regulatory Authority (FINRA) Series 7 and Series 66 licenses. 6. Exceptional telephone ... existing client, account, and product attributes that present sales potential. 7 . Provide operational guidance to Financial Advisors ranging from systems navigation… more
- Truist (Miami, FL)
- …2. 5- 7 years or more of banking experience in portfolio-oriented roles 3. FINRA: Series 7 , Series 66, Life, Health, and Variable insurance licenses and ... with the relationship teams and deliver Legal Specialty Group value proposition. 7 . Document all client interactions via CRM system. 8. Establish consistent… more
- Bank of America (Miami, FL)
- …members * Takes on a leadership role on the team and within the business community * Series 7 , 63 and 65 (or Series 7 and 66) required (may gain licenses ... after start - unlicensed candidates may be considered if willing to obtain licenses within 90 days of start date) **Desired skills:** * MBA or Post-Graduate Degree preferred * CFP, CPA, CFA, CTFA, CFM or JD a significant plus **Skills:** + Business Development… more
- HSBC (Miami, FL)
- …analysis + Attention to detail and the ability to think creatively to solve problems + Series 7 and 66 licenses, may allow for contingency to obtain Series ... 7 and 66 + Bachelor's Degree required In compliance with applicable laws, HSBC is committed to employing only those who are authorized to work in the US Applicants must be legally authorized to work in the US as HSBC will not engage in immigration… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Coach (RCC) or applicable coaching designation within 1 year. + Ability to obtain FINRA Series 7 License within six (6) months. We highly prefer candidates that ... have already obtained the Series 7 . more
- HSBC (Miami, FL)
- …regulatory environment + Degree in Business, Finance or related field or equivalent experience + Series 7 and 66 Licenses, may allow for contingency to obtain ... Series 7 and/or 66 within 60 days of acquiring job + Fluency in Portuguese + Fluency in Spanish In compliance with applicable laws, HSBC is committed to employing… more
- JPMorgan Chase (Tampa, FL)
- …industry + Licenses required to perform all job duties associated with the role: FINRA SIE, Series 7 , 66 (63/65), 9/10 (4,24,53) + A valid Series 4 is ... Manager to address any remediation needed **Required qualifications, capabilities and skills** + 7 + years of experience with supervision of securities / investment… more
- Arena Investors LP (Jacksonville, FL)
- …investment adviser (primarily private credit exposure); . Experience with broker-dealer compliance (ideally Series 7 or Series 14 licensed); . Solid ... processes and procedures with a goal of excellence while focusing on accuracy and efficiency. . 7 - 10 years of regulatory compliance experience at a SEC-registered… more
- Bank of America (Winter Park, FL)
- …often serve as the most frequent point of contact with Merrill. Fully registered ( Series 7 , 63, 65, & 66). Partial registration may be considered. **Specific ... everyday **Key Qualifications for the role:** + Candidates are **required** to currently hold Series 7 & 66 or 63/65 + 2+ years post high school education and/or… more