- Insight Global (Tampa, FL)
- …Skills and Requirements -3 years of experience within compliance in a financial environment - Series 7 & 24 registrations -- must be currently active -Bachelor's ... with the ability to maintain positivity in the workplace -Familiarity with Ad Review - Series 53 & 4 registrations null We are a company committed to creating diverse… more
- USAA (Tampa, FL)
- …maintenance or ability to acquire within 90 days of hire. + Required maintenance of FINRA Series 7 license. + Required maintenance of FINRA Series 66 (or 63 ... and 65) license. + Must be able to successfully pass background check and meet all USAA and regulatory requirements. Additionally, applicant must have the ability to be licensed and registered in all required states and jurisdictions. + 4 years of financial… more
- Citigroup (Miami, FL)
- …record in relationship selling + Proficiency in Spanish preferred + Required Licensing/Registration: SIE, Series 7 , Series 66 (or 63 and 65) **Education:** + ... Bachelor's/University degree, Master's degree preferred **Job Family Group:** Private Client Coverage **Job Family:** Private Banker **Time Type:** Full time **Primary Location:** Miami Florida United States **Primary Location Full Time Salary Range:**… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …grandfathering cannot be applied. SIE is required within six (6) months of hire. + Series 7 license is required within six (6) months of hire. **Travel ... + Develop and maintain strong professional relationships. **Licenses/Certifications:** Appropriate series license(s) for assigned functional area preferred or the… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …or equivalent experience. Experience in a Service organization highly preferred. **Licenses/Certifications** + Series 7 and 24. Series 9/10 considered. + Or ... ability to obtain within agreed upon time frame. **Travel Required:** + Yes, 15 % of the Time more
- Bank of America (Jacksonville, FL)
- …services while keeping abreast of financial markets and regulations **Required Qualifications:** **-** Series 7 , and 66 or equivalent (if not currently held, ... Series 66 must be obtained within 90 days) - Demonstrated passion and interest in financial markets - Excellent customer service skills with the ability to actively… more
- Bank of America (St. Petersburg, FL)
- …Industry licenses, where you receive dedicated study time for your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtain your ... licenses, you will be taught the foundational skills needed to be an advisor - from acquiring, building and managing client relationships to considering a client's complex financial picture and guiding them with advice and solutions to help them live their… more
- Truist (Tampa, FL)
- …essential functions. * Bachelor's Degree Required * FINRA: Maintains proper licenses including Series 7 , Series 66, the Securities Industry Essentials (SIE) ... Exam as applicable Life, Health, and Variable insurance licenses. Ensures that appropriate continuing education requirements are met where needed * 8 or more years of sales and client management experience in Wealth Management and a demonstrated ability to… more
- Aegon Asset Management (FL)
- …Qualifications + Bachelor's degree in a related field or equivalent business experience. + FINRA Series 6 or 7 . + FINRA Series 63 or obtain within ... Brand, and Government and Policy Affairs. Transamerica employs nearly 7 ,000 people. It's part of Aegon, an integrated,...companies employ over 2 1,500 people and have approximately 31. 7 million customers . * For more information, visit… more
- Truist (Port Orange, FL)
- …in basic computer applications such as Microsoft Office products Preferred Qualifications: 1. FINRA Series 7 , 66 (or 63/65) and Life & Health Insurance licenses ... events, including functions co-branded with internal partners such as Wealth and Insurance. 7 . Oversee the use of contact management tools to track all business and… more