- Truist (Jupiter, FL)
- …for the mass affluent market. 4. A minimum of Securities Industry Essentials (SIE), FINRA Series 7 , 66 (63 and 65 in lieu of 66) and applicable Insurance ... with external centers of influence who will enhance business development efforts. 7 . Work within existing audit, compliance and regulatory framework in order to… more
- Neuberger Berman (FL)
- …graduate degree a plus. + CIMA, CAIA, or CFA designations a plus. + SIE, Series 7 , 66, 31 or SIE, 7 , 63, 65, 31 licenses. \#LI-JG3 \#LI-Hybrid Compensation ... Berman products offered through partner firms. **Qualifications** + A minimum of 7 years' experience within the investment management industry; 5+ years of… more
- First Horizon Bank (Miami Lakes, FL)
- …Auditors (IIA) Standards Certification or License required (CIA, CISA, CPA, CFA, CRCM, CIFRS, Series 6, 7 , or 24, etc.). Prior experience at a large, complex ... REGISTRATIONS** Certification or License required (CIA, CISA, CPA, CFA, CRCM, CIFRS, Series 6, 7 , or 24, etc.) or ability to obtain within 24 months **About… more
- Truist (Orlando, FL)
- …professional experience, including 1 year of experience in the securities industry. 3. FINRA Series 7 and 66. 4. Applicable state health and life insurance ... by executing on opportunities identified through external networking and internal referrals. 7 . Adhere to professional and ethical standards set forth by Truist, the… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …of experience, education, and/or training approved by Human Resources. **Licenses/Certifications** + CPA, CFE, CRMA, CIA, CBCP, CISSP, CRISC, Series 7 preferred. ... Requirements** **Education/Previous Experience** * Bachelor's Degree (BA) and a minimum of seven ( 7 ) to 10 years of experience in a related field, or * Any… more
- Edward Jones (West Palm Beach, FL)
- …work experience + 5 + years of experience at a financial services firm preferred + Series 7 and 66 preferred or obtained within 3 months of hire + Insurance ... in providing the best possible experience. Advocate for our more than 7 million clients through regulation communication, fraud protection and managing their… more
- Fifth Third Bank, NA (St. Petersburg, FL)
- …goals. MINIMUM KNOWLEDGE, SKILLS AND ABILITIES REQUIRED: + Prior Brokerage Industry Experience. + Series 7 , 66 (or 63 and 65) and appropriate state required ... insurance licenses (exception: 7 and 63 in Michigan and Ohio) are required. Variable Annuity license is required. + Motivated by commission sales, recognition… more
- KeyBank (Naples, FL)
- …and business development experience with proven results required **Licenses and Certifications** + FINRA Series 7 and 66 (or 63 & 65) (preferred) + Certified ... Financial Planner (CFP) (preferred) + Certified Investment Management Analyst (CIMA) (preferred) + Certified Public Accountant (CPA) (preferred) + Chartered Financial Analyst (CFA) (preferred) + Licensed Attorney/JD (varies by state) (preferred) + Certified… more
- Truist (Ocala, FL)
- …in Business, Accounting, Finance or Banking, or equivalent education and related experience. 2. FINRA Series 7 , 66 (63 and 65 in lieu of 66) licenses. 3. ... files are correctly completed and maintained to conform to regulatory policies. 7 . Remain knowledgeable of and familiar with all products currently offered by… more
- Thrivent Financial (Tallahassee, FL)
- …to make a real impact in your community. Position Requirements: * Securities registration required- SIE, Series 7 and 66 (or 7 , 63 & 65) before contracting * ... Life, Health and Annuities registration required As part of North Central Florida Group's recruiting/hiring/contracting process, a verification of a candidate's background will be made to complete the process. Fingerprints will be required as part of FINRA… more