• TradeStation (Chicago, IL)
    …CompTIA Core Certification (IT Fundamentals, A+, Network+, Security+) Securities Industry qualifications: Series 7 , 63 & 3What We Offer: Collaborative work ... environment Competitive Pay Yearly bonus and generous 401k plan Comprehensive benefits for you and your family starting Day 1, including a Veterinary Discount Plan! Generous Paid Time Off plans Flexible working environment TradeStation Account employee… more
    JobGet (06/09/24)
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  • TradeStation (Chicago, IL)
    …covering financial institutions (Family Offices, Asset Managers, Hedge Funds, RIAs, etc.) SIE, Series 7 , 63, and 3 required Experience running the full sales ... cycleWhat We Offer: Collaborative work environment Competitive compensation structure Generous 401k plan Comprehensive benefits for you and your family starting day 1 Flexible working environment TradeStation Account employee benefits, as well as full access… more
    JobGet (06/09/24)
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  • Consumer Investments - Investment Specialist…

    Bank of America (Rolling Meadows, IL)
    Consumer Investments - Investment Specialist Trainee (Obtain SIE Series 7 66). Pennington, New Jersey;Rolling Meadows, Illinois **Job Description:** At Bank of ... skills * Is prepared to pass licensing exams - Security Industry Essentials (SIE) and Series 7 and Series 66. * Wants to establish a long-term career in the… more
    Bank of America (05/25/24)
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  • Market Supervision Manager

    Bank of America (Northbrook, IL)
    …ensuring alignment with the bank's enterprise risk appetite **Required Qualifications:** + Currently hold SIE, Series 7 AND Series 66 (or Series 63 AND ... Series 65), Series 9 AND Series 10 (or Series 8) or equivalent licenses + Series 3, 31 licenses, if warranted + Minimum of 5+ years professional… more
    Bank of America (03/15/24)
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  • Private Wealth Market Client Relationship Manager

    Bank of America (Chicago, IL)
    …and appropriately delegating team work. **Required skills:** + Candidates are **required** to currently hold Series 7 AND Series 66 (or Series 63 AND ... Series 65), Series 9 AND Series 10 (or Series 8) equivalent licenses + Minimum 5+ years professional experience required + Current or previous Merrill… more
    Bank of America (05/12/24)
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  • Wealth Management Advisory Consultant II

    TIAA (Wheaton, IL)
    …Preferred **Work Experience** + 3+ Years Required; 5+ Years Preferred **FINRA Registrations** + SRC Indicator: Series 7 ; Series 63; Series 65; Series ... 7IC **Required Qualifications:** + 3+ years of experience in financial services + FINRA Series 7 and Series 66 (or combination of 63 & 65) registrations must… more
    TIAA (05/25/24)
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  • Financial Solutions Advisor Registration…

    Bank of America (Hanover Park, IL)
    …where you receive dedicated and personalized classes for your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtain your ... client needs and appropriate solutions. * **Earn your Security Industry Essentials (SIE), Series 7 and Series 66 licenses** (63 & 65 accepted, in lieu… more
    Bank of America (05/25/24)
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  • JP Morgan Wealth Management - Private Client…

    JPMorgan Chase (Willowbrook, IL)
    …and maintaining client relationships, and integrating with key partners + A valid and active Series 7 and 66 (63/65), and Life and Health Insurance license must ... of starting in the role as a condition of employment + A valid and active Series 7 , Series 66 (63/65) and Life, Health and Long Term Care Insurance licenses… more
    JPMorgan Chase (06/06/24)
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  • Director, Wealth Management Coach

    TIAA (Chicago, IL)
    …**Work Experience** + 5+ Years Required; 7 + Years Preferred **FINRA Registrations** + SRC Indicator: Series 7 ; Series 63; Series 65; Series 66 ... **Licenses and Certifications** + Life and Health Insurance License (Resident State) - Multiple Issuers required **Physical Requirements** + Physical Requirements: Sedentary Work **Career Level** 9IC Related Skills Business Acumen, Channel Management,… more
    TIAA (06/05/24)
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  • Consumer Investments Region Executive - Midwest…

    Bank of America (Chicago, IL)
    …and regulations for registered and non-registered employees when coaching performance and behaviors. Series 7 , 66, 9 & 10 (or equivalent) licenses are required. ... Managers and, where applicable, other Supervision personnel. Required Qualifications: * Series 7 , 66 * Supervisory Licensed: 8 (or 9 and 10 combined)… more
    Bank of America (06/04/24)
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