- Raymond James Financial, Inc. (Southfield, MI)
- …departments. + Ability to perform analytics and create process efficiencies is a plus. + Series 7 required, Series 24 License (within 90 days of join), ... provided that an exemption or grandfathering cannot be applied. + Required to have a Series 7 , 24 (within 90 days of join) and 66 (within 180 days of join) +… more
- Huntington National Bank (Birmingham, MI)
- …focus on service/sales. + FINRA Series 6 and 63 + State Health and Life, Series 7 and Series 66 or 63/65 required to be obtained within 120 days of hire ... to excellence in service and follow up + State Health and Life, Series 7 , and Series 66 or 63/65 Exempt Status: (Yes = not eligible for overtime pay)… more
- Raymond James Financial, Inc. (Southfield, MI)
- …(as required by FINRA), provided that an exemption or grandfathering cannot be applied. + ** Series 99 and Series 7 required,** or ability to obtain within ... 120 days (as required by FINRA). Persons holding Series 6, 7 , 17, 37 or 38 or those who hold principal-level registrations: Series 4, 9/10, 14, 16, 23, 24,… more
- Bank of America (Saginaw, MI)
- …to become fully licensed and achieve the appropriate designations required for the position. If Series 7 and 66 (or 63 & 65) licenses and approved designation ... and monitoring the team's client book segmentation strategy **Required Qualifications:** + **Either Series 7 and 66 licenses or Series 7 , 63 and… more
- Nuveen Investments (MI)
- …5+ Years Required; 7 + Years Preferred **FINRA Registrations** + SRC Indicator: Series 7 ; Series 63 **Physical Requirements** + Physical Requirements: ... industry specifically within business development in the Alternative Investments space + FINRA Series 7 and Series 63 **Preferred Qualifications** + 7 +… more
- Hantz Group (Saginaw, MI)
- …+ Strong organizational skills + Basic database skills + Proficient in Microsoft Office + Series 7 Licensed Preferred + Must be Able to Obtain Required Licenses* ... + Eligibility Requirements Vary *Required Licenses- FINRA Securities Industry Essentials, FINRA Series 7 , FINRA Series 66, State Life, Accident & Health,… more
- Comerica (Detroit, MI)
- …Services industry Preferred Qualifications: + Master's degree from an accredited university + SIE + Series 7 + Series 63 + Series 79 About Comerica We ... know our employees are critical to our overall success and we are dedicated to investing in their future. One of the ways we do this is to offer a comprehensive Total Rewards package designed to recognize and reward individual performance, as well support… more
- Raymond James Financial, Inc. (Traverse City, MI)
- …**SIE required provided that an exemption or grandfathering cannot be applied.** ** Series 7 and 66 (or 63 and 65) required.** **Ability ... as assigned. May perform some Branch Manager duties if Series 9 & 10 licensed.** **Recruits, selects, orients, trains...to obtain Series 9 & 10 within six (6) months of… more
- Raymond James Financial, Inc. (Southfield, MI)
- …~ + An equivalent combination of experience, education, and/or training. **Licenses/Certifications** + Series 7 Required, Series 9/10 or 24 license preferred ... + Appropriate series license(s) for assigned functional area preferred or the ability to obtain within an established timeframe. + Additional licenses/certifications demonstrating the candidate's knowledge/expertise in industry regulation and concepts… more
- Raymond James Financial, Inc. (Southfield, MI)
- …required,** or **ability to obtain within 120 days** (as required by FINRA). Persons holding Series 6, 7 , 17, 37 or 38 or those who hold principal-level ... registrations: Series 4, 9/10, 14, 16, 23, 24, 26, 27,...28, 51, and 53 would be qualified to register as an Operations Professional ( Series 99) without passing the… more