• Capital Markets Managing Director I-Sales (IC)(F)

    PNC (Madison, NY)
    …and 63 within 180 days of employment. DCM (Loan Syndications & Equipment Finance) - SIE, Series 79, Series 7 , and 63 within 120 days of employment. ... Derivatives - SIE, Series 7 and 63 within 120 days of employment. FIG - SIE, Series 7 and 63 within 120 days of employment. Fixed Income - SIE, Series more
    PNC (06/11/25)
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  • Wealth Group Executive - SVP/C14

    Citigroup (New York, NY)
    …skills and interpersonal relationships with ability to influence. + Required: US FINRA Registration: SIE; Series 7 ; Series 63 + Series 65 (or ... Series 66); Series 9 + Series 10 (or Series 24, Series 4, and Series 53) + Must meet ALL US FINRA Registration requirement within 150 days of hire… more
    Citigroup (07/11/25)
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  • Merrill Market Supervision Manager

    Bank of America (New York, NY)
    …ensuring alignment with the bank's enterprise risk appetite **Required Qualifications:** + Currently hold SIE, Series 7 AND Series 66 (or Series 63 AND ... Series 65), Series 9 AND Series 10 (or Series 8) or equivalent licenses + Series 3, 31 licenses, if warranted + Minimum of 5+ years professional… more
    Bank of America (08/01/25)
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  • Financial Solutions Advisor Registration Candidate

    Bank of America (Hewlett, NY)
    …where you receive dedicated and personalized classes for your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtain your ... identify client needs and appropriate solutions. * Earn your Security Industry Essentials (SIE), Series 7 and Series 66 licenses (63 & 65 accepted, in lieu… more
    Bank of America (07/25/25)
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  • Financial Solutions Advisor Registration Candidate…

    Bank of America (Flushing, NY)
    …where you receive dedicated and personalized classes for your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtain your ... identify client needs and appropriate solutions. * Earn your Security Industry Essentials (SIE), Series 7 and Series 66 licenses (63 & 65 accepted, in lieu… more
    Bank of America (07/17/25)
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  • Financial Solutions Advisor Registration Candidate…

    Bank of America (Rochester, NY)
    …where you receive dedicated and personalized classes for your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtain your ... identify client needs and appropriate solutions. * Earn your Security Industry Essentials (SIE), Series 7 and Series 66 licenses (63 & 65 accepted, in lieu… more
    Bank of America (07/17/25)
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  • Equity Research Associate - Medical Devices…

    Truist (New York, NY)
    …the essential functions. 1. BA/BS degree 2. Licenses Required: the SIE and the 7 Top Off (or Series 7 for those licensed prior to October 2019), Series ... 5. Formulates investment ideas. 6. Writes draft research commentary. 7 . Depending on experience and the needs of the...63, Series 87 and either the Series 86 or a FINRA waiver for those who… more
    Truist (08/08/25)
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  • Equity Research Director - Alternative…

    Truist (New York, NY)
    …the essential functions. 1. BA/BS degree 2. Licenses Required: the SIE and the 7 Top Off (or Series 7 for those licensed prior to October 2019), Series ... roadshows, conferences, field trips, bus tours, and conference calls. 7 . Plays a key role in developing strategy and...63, Series 87 and either the Series 86 or a FINRA waiver for those who… more
    Truist (06/14/25)
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  • Senior Associate Equity Research- Biotech

    Truist (New York, NY)
    …the essential functions. 1. BA/BS degree 2. Licenses Required: the SIE and the 7 Top Off (or Series 7 for those licensed prior to October 2019), Series ... 63, Series 87 and either the Series 86 or a FINRA waiver for those who have completed CFA II. 3. Minimum of 5 years of related work experience or academic study… more
    Truist (08/02/25)
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  • Client Service Associate Senior - Registered…

    City National Bank (New York, NY)
    …and securities market. * Minimum of 5 years of direct client services experience required * FINRA Series 7 and 63 or 66 licenses * FINRA Series 24: General ... and communication skills. * Registered Representative with a FINRA Series 4, 53, and Series 57 preferred. *WHAT'S IN IT FOR YOU?* *Compensation*Starting base… more
    City National Bank (08/07/25)
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