- Bank of America (New York, NY)
- …Managers in developing and monitoring the team's client book segmentation strategy **Required Qualifications:** + Series 7 & 66 or BOTH 63 & 65; must obtain all ... state registrations held by the Financial Advisor(s) and Advisor Team(s) they support + SAFE ACT Registration; ADV-2B Required + Must hold at least one firm approved designation + Possess and demonstrate strong communication skills + Ability to lead through… more
- HSBC (Buffalo, NY)
- …with Compliance, Credit & Risk and Internal Control to ensure a balanced risk operating environment + Series 7 , 63, 65 or 66 (in lieu of 63 and 65), Life and ... Health insurance licenses requiredIn compliance with applicable laws, HSBC is committed to employing only those who are authorized to work in the US Applicants must be legally authorized to work in the US as HSBC will not engage in immigration sponsorship for… more
- TD Bank (New York, NY)
- …& Experience:** + Undergraduate degree in Business (Accounting or Finance) or Mathematics/Economics. + Series 7 , 79 and 63 + 7 -10 years related experience ... **Physical Requirements:** Never: 0%; Occasional: 1-33%; Frequent: 34-66%; Continuous: 67-100% + Domestic Travel: Occasional + International Travel: Never + Performing sedentary work: Continuous + Performing multiple tasks: Continuous + Operating standard… more
- Principal Financial Group (New York, NY)
- …relationship representative highly preferred + FINRA licensing, including the SIE or equivalent, series 7 , 63 required or ability to obtain **Skills That Will ... Help You Stand Out** + Experience across multiple asset classes, with a tilt towards real estate. Equities, Fixed Income, Credit, Infrastructure, or Alternatives experience is also a plus + CFA + Goal and metrics orientated, demonstrated ability to build… more
- Bank of America (New York, NY)
- …Investments Management + Customer Service Management + Process Simplification **Required Qualifications:** + Series 7 , 63/65 or 66 or equivalent; must obtain all ... state registrations held by the Financial Advisor(s) and Advisor Team(s) they support + SAFE ACT Registration; ADV-2B Required + Maintain at least one firm approved designation + Possess and demonstrate strong communication skills + Ability to lead through… more
- HSBC (New York, NY)
- …field or equivalent experience; Master's degree in business administration or equivalent experience preferred + Series 7 , 63, 65 or 66 (in lieu of 63 and 65), 9, ... 10 and life and health insurance licenses required. Licenses are required to coach licensed sales professionals related to servicing activities on investment accounts) + Very strong sales management, managerial, marketing, sales, planning, financial,… more
- JPMorgan Chase (Garden City, NY)
- …staff **Required Qualifications, Capabilities, and Skills** + Bachelor's degree required + Series 7 , 66 and Insurance licenses required for position; unlicensed ... candidates considered, but required to obtain licenses within 90 days of start date + Seven plus years of experience in Private Banking or Financial Services industry + Demonstrated understanding of wealth management including, but not limited to: credit,… more
- TD Bank (New York, NY)
- …& Experience:** + Undergraduate degree in Business (Accounting or Finance) or Mathematics/Economics; + Series 7 , 79 and 63 + 0-3 years of related experience ... **Physical Requirements:** Never: 0%; Occasional: 1-33%; Frequent: 34-66%; Continuous: 67-100% + Domestic Travel - Occasional + International Travel - Never + Performing sedentary work - Continuous + Performing multiple tasks - Continuous + Operating standard… more
- Citigroup (New York, NY)
- …and escalating, managing and reporting control issues with transparency. **Qualifications:** + **FINRA Series 7 and 63 licenses are required.** + 10-15 years of ... relevant experience + Relationships with global asset managers that participate in the emerging market (EM) debt space + Strong familiarity with EM debt markets and products + Experience in facilitating or supporting the distribution of EM debt products among… more
- City National Bank (New York, NY)
- …or Ultra High Net Market markets * 2 + years delivering formal client presentations * FINRA Series 7 and 63 or 66 licenses * Ability to travel 40-50% of the time ... *Additional Qualifications* * CFA - Chartered Financial Analyst (or in process of becoming CFA Charterholder) * Highly competitive and goal-oriented * A focus on sales and new business development * Masters Degree preferred * Working knowledge of portfolio… more