- MUFG (New York, NY)
- …communication and writing skills. Results driven, with a strong sense of accountability + Series 7 , 63, and 79 (or obtained shortly after joining) The typical ... base pay range for this role is between $110K - $185K depending on job-related knowledge, skills, experience and location. This role may also be eligible for certain discretionary performance-based bonus and/or incentive compensation. Additionally, our Total… more
- BlackRock (New York, NY)
- …(Economics, Finance or Accounting). + Has, or is willing to obtain, the SIE, series 7 , 63, and 3 licenses. **Competencies:** The ideal candidate will possess ... the following skills/traits: + A dedication to BlackRock's fiduciary culture; able to approach client interactions in a consultative manner. + Self-managed, independent, and proactive - highly driven by relationship management and revenue generation. +… more
- Scotiabank (New York, NY)
- …Calc and Intex DealMaker + Strong Word, Excel, PowerPoint and Bloomberg skills + Series 7 , 79 and 63 **Interested?** At Scotiabank, every employee is empowered ... to reach their fullest potential, respected for who they are and, embraced for their differences. That's why we work to grow and diversify talent and engage employees in a performance-oriented culture. **What's in it for you?** Scotiabank wants you to be able… more
- Citizens (New York, NY)
- …private capital and developers is a must. + Master's degree or equivalent experience. + Series 7 & 63 licenses. + Demonstrated burning desire to succeed and ... drive business. + Effective communications and influencing skills. + Strong credit acumen and superior market risk knowledge. Hours & Work Schedule + Hours per Week: 40 + Work Schedule: Monday to Friday Pay Transparency The salary range for this position is… more
- Scotiabank (New York, NY)
- …Calc and Intex DealMaker + Strong Word, Excel, PowerPoint and Bloomberg skills + Series 7 , 79 and 63 **Interested?** At Scotiabank, every employee is empowered ... to reach their fullest potential, respected for who they are and, embraced for their differences. That's why we work to grow and diversify talent and engage employees in a performance-oriented culture. **What's in it for you?** Scotiabank wants you to be able… more
- Neuberger Berman (New York, NY)
- …Aladdin Wealth, Charles River, client reporting, and portfolio accounting systems is a plus. + Series 7 and 66 licenses are a plus (or willingness to obtain). ... \#LI-JG3 \#LI-Hybrid Compensation Details The salary range for this role is $70,000-$90,000. This is the lowest to highest salary we in good faith believe we would pay for this role at the time of this posting. We may ultimately pay more or less than the… more
- SMBC (New York, NY)
- …preferred or equivalent education and training. + Licenses / Certifications / Registrations - SIE, Series 7 , 79 & 63 + Software Systems / Programming Languages - ... Microsoft Office, Word, Excel, PowerPoint + Strong understanding of corporate finance and analytical and critical thinking skills + Strong verbal and written communication skills with an ability to present well, organize thoughts and clearly articulate points… more
- CIBC (New York, NY)
- …or within internal audit a plus + Professional licenses and certifications desired (SIE, FINRA Series 7 , CCOS or IACCP a plus) + Working knowledge of swap dealer ... + High degree of integrity and strong work ethic Preferred Qualifications: + 5- 7 years of registered US broker-dealer compliance and risk management experience +… more
- TD Bank (New York, NY)
- …& Experience:** + Undergraduate degree in Business (Accounting or Finance) or Mathematics/Economics; + Series 7 , 79 and 63 preferred + 0-1 years of related ... experience + Interest in Chemicals/Power & Utilities space **Who We Are** TD Securities offers a wide range of capital markets products and services to corporate, government, and institutional clients who choose us for our innovation, execution, and… more
- Bloomberg (New York, NY)
- …specific expertise to help deliver solutions to our clients **You will need to have:** -SIE, series 7 and 63 expected to be obtained within the first 3 months if ... not already licensed. -Deep understanding of financial markets, the electronic trading process, including STP, and OMS/EMS connectivity -Strong understanding and keen interest to learn relevant aspects of regulatory, market structure and compliance impacts to… more