- Citigroup (New York, NY)
- …to manage relationships both internal and external; Ability to multi-task + FINRA Securities Licenses: Series 7 and 66 (or 63 & 65) preferred, or required to ... obtain within 150 days of assuming the role **Education:** + Bachelor's/University degree or equivalent experience **Job Family Group:** Private Client Coverage **Job Family:** Private Banker Support **Time Type:** Full time **Primary Location:** New York New… more
- City National Bank (New York, NY)
- …* Excellent verbal and written communications skills * Bachelor's Degree preferred * FINRA Series 7 : General Securities Rep preferred * HS Diploma * Bachelor's ... Degree This is the pay range that Magnit reasonably expects to pay for this position: $58.20/hour - $62.39/hour Benefits: Medical, Dental, Vision, 401K *QUALIFICATION/LICENSURE* *Work Authorization :* Green Card, US Citizen, Other valid work visa *Preferred… more
- Neuberger Berman (New York, NY)
- …Microsoft PowerPoint and Excel; experience with Bloomberg/Factset/MorningStar Direct preferred + Series 7 and 66 exams preferred \#LI-JG3 \#LI-Hybrid ... Compensation Details The salary range for this role is $110,000-$130,000. This is the lowest to highest salary we in good faith believe we would pay for this role at the time of this posting. We may ultimately pay more or less than the posted range, and the… more
- TD Bank (New York, NY)
- …priorities to meet deadlines** + **Experience presenting to management and regulators** + **FINRA series 7 and 24** + **Life and Health Insurance License** + ... **Ability to research, interpret and summarize relevant regulatory expectations, laws, regulations and impacts to Compliance Program elements** + **Experience with regulatory bodies like the Office of Currency Comptroller (OCC), Securities and Exchange… more
- Citigroup (New York, NY)
- …to manage and work across a diverse and multi-country matrix structure + Series 7 and 63 licenses preferred **Education:** + Bachelor's degree/University degree ... or equivalent experience + Master's degree preferred **Job Family Group:** Institutional Banking **Job Family:** Corporate Banking **Time Type:** Full time **Primary Location:** New York New York United States **Primary Location Full Time Salary Range:**… more
- Principal Financial Group (New York, NY)
- …and energy + Strategic and tactical as well as attention to ongoing details + Series 7 & 63, Life Insurance certification required within 90 days of employment ... **Salary Range Information** Salary ranges below reflect targeted base salaries. Non-sales positions have the opportunity to participate in a bonus program. Sales positions are eligible for sales incentives, and in some instances a bonus plan, whereby total… more
- TD Bank (New York, NY)
- …**Education & Experience:** + Undergraduate degree in Business (Accounting or Finance) or Mathematics/Economics. + Series 7 , 79 and 63 + 5- 7 Years of related ... experience **Who We Are** TD Securities offers a wide range of capital markets products and services to corporate, government, and institutional clients who choose us for our innovation, execution, and experience. With more than 6,500 professionals operating… more
- Citigroup (New York, NY)
- …record of successful trading book management. + Required licensing and registrations - SIE, Series 7 , 63, 3 (or ability to achieve these). + Exceptional ... analytical and numerical competency. + Excellent written and verbal communication skills. + Strong interpersonal skills to effectively develop and maintain relationships with internal and external stakeholders. **Education:** + Bachelor's degree/University… more
- HSBC (New York, NY)
- …software and tools. Must have or be able to obtain within 90 days of joining FINRA Series 7 and 63 certifications. **If you would like to apply to this position, ... please click the 'Apply' button.** _In compliance with applicable laws, HSBC is committed to employing only those who are authorized to work in the US. Applicants must be legally authorized to work in the US as HSBC will not engage in immigration sponsorship… more
- Bank of America (Staten Island, NY)
- …investing and giving they need to remain vibrant and vital. **Required Qualifications:** + **Currently holds Series 7 & 66 (63 & 65 in lieu of 66) licenses** + ... Two years' experience working in the financial service industry and/or a sales environment where goals were met or exceeded + Minimum of one year experience in the investments industry, including investment training and in-depth knowledge of investment… more