- MUFG (New York, NY)
- …environment + Proactive attitude accustomed to taking initiative and solving problems + FINRA Series 7 , 63 or 79 license **Compensation & Benefits:** The typical ... base for this role is $ 275,000 depending on job-related knowledge, skills, experience, and location. Depending on corporate title, role in the transaction, productivity, and type of incentive payout, participants can be eligible for compensation that includes… more
- KeyBank (Albany, NY)
- …experience in securities supervision/compliance activity within a brokerage or bank-based brokerage firm. *FINRA Series 7 , 63 & 65 (or 66), 24, and 53 licenses ... *Health, life, variable insurance licenses for applicable states **Preferred Qualifications:** *Strong knowledge of investment products, including annuities and insurance. Ability to apply financial needs analysis and asset allocation concepts. *Strong… more
- Hold Brothers (New York, NY)
- …of the company's organizational structure. + Have or be willing to obtain the Series 7 license. Benefits + Health Care Plan (Medical, Dental & Vision) ... + Retirement Plan (401k, IRA) + Paid Time Off (Vacation, Sick & Public Holidays) + Family Leave (Maternity, Paternity) + Work From Home + Base Salary Range: $55,000 - $80,000 + Performance-based commission structure more
- Coinbase (New York, NY)
- …designations: CFA, CAIA. * Strong understanding of region marketing rules and regulations. * Series 3 or 7 . Role requires substantial travel. When off the road ... of Marketing & IR. *What we look for in you (ie. job requirements):* * 7 + years of institutional sales experience at top tier global institutional asset manager. *… more
- Citigroup (New York, NY)
- …relationships preferred + Must have or be able to obtain required licenses including Series 3, 7 , 55 and 63 **Education:** + Bachelor's degree/University degree ... or equivalent experience + Master's degree preferred **Job Family Group:** Institutional Sales **Job Family:** Investor Sales **Time Type:** Full time **Primary Location:** New York New York United States **Primary Location Full Time Salary Range:**… more
- City National Bank (New York, NY)
- …skills and credentials and communicate development needs to CN Rochdale Managers. * Series licenses 7 , 24 preferred *WHAT'S IN IT FOR YOU?* ... YOU NEED TO SUCCEED? *Required Qualifications** * Bachelor's Degree or equivalent * 5- 7 years experience in financial services * 2-3 years experience in management… more
- Citigroup (New York, NY)
- …work with teams and track business development (collect research, analyze industry trends) + Series 79, 7 and 63 licenses (can be obtained upon hire) ... **Education:** + Bachelor's degree/University degree or equivalent experience This job description provides a high-level review of the types of work performed. Other job-related duties may be assigned as required. **Job Family Group:** Institutional Banking… more
- Citigroup (New York, NY)
- …+ Demonstrated ability to remain unbiased in a diverse working environment + Series 79, 7 and 63 licenses **Education:** + Bachelor's degree/University degree ... or equivalent experience **Job Family Group:** Institutional Banking **Job Family:** Investment Banking **Time Type:** Full time **Primary Location:** New York New York United States **Primary Location Full Time Salary Range:** $200,000.00 - $300,000.00 In… more
- Scotiabank (New York, NY)
- …high performance environment and contributes to an inclusive work environment **What You'll Bring** + Series SIE, 7 , 57, 63 + 10+ years of experience in a ... similar role + Buy Side and/or Sell Side experience required + Strong working knowledge of Equities, Electronic Trading, Equity Research, Financing and Balance Sheet, Securities Lending and Swaps + Knowledge of Regulatory guidelines that pertain to the US… more
- JPMorgan Chase (New York, NY)
- …Deep understanding of and ability to teach capital markets and consultative sales + Series 24, 7 and 63 required + Bachelor's degree required JPMorganChase, one ... of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small businesses and many of the world's most prominent corporate, institutional and government clients under the JP Morgan and Chase brands. Our history… more